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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Apr 03
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Travis Dillard Allegedly Recommends Unsuitable Equities To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Travis Dillard. According to his publicly available FINRA BrokerCheck report, Travis Dillard has been…
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Apr 03
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Arthur Hoffman Allegedly Executed Private Securities Transactions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Arthur Hoffman. According to his publicly available FINRA BrokerCheck report, Arthur Hoffman has been…
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Apr 03
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Richard Heuberger Allegedly Makes Material Misrepresentations About Tenancy In Common Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Richard Heuberger. According to his publicly available FINRA BrokerCheck report, Richard Heuberger has been…
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Apr 03
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Sean Logue Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Sean Logue. According to his publicly available FINRA BrokerCheck report, Sean Logue has been…
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Apr 03
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Matthew Gerst Allegedly Over-Concentrates A Customer’s Portfolio With Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Matthew Gerst. According to his publicly available FINRA BrokerCheck report, Matthew Gerst has been…
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Apr 03
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Hilary Zimmerman Accused Of Fraud, Negligence, And Much More

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Hilary Zimmerman. According to her publicly available FINRA BrokerCheck report, Hilary Zimmerman has…
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Apr 03
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Damian Bell Allegedly Fails To Conduct Due Diligence Regarding Alternative Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Damian Bell. According to his publicly available FINRA BrokerCheck report, Damian Bell has been…
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Apr 01
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Ernest Romer Embezzels Millions Of Dollars From Numerous Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ernest Romer. According to his publicly available FINRA BrokerCheck report, Ernest Romer, has…
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Apr 01
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Multiple Customers Accuse Carlos Seda Of Fraud

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Carlos Seda. According to his publicly available FINRA BrokerCheck report, Carlos Seda has…
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Apr 01
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Ramon Almonte Receives Over 200 Customer Complaints Regarding Puerto Rico Municipal Bonds And Closed-End Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ramon Almonte. According to his publicly available FINRA BrokerCheck report, Ramon Almonte has been…
Read More
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