Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Christopher Pennington Allegedly Over-Concentrates A Customer’s Account In Unsuitable Master Limited Partnerships
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Christopher Pennington. According to his publicly available FINRA BrokerCheck report, Christopher Pennington has been the subject of a customer dispute.…
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Uncategorized Matthew Paolucci Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Matthew Paolucci. According to his publicly available FINRA BrokerCheck report, Matthew Paolucci has been the subject of multiple customer disputes.…
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Current Investigations Terry Bahgat Allegedly Misappropriates Funds From Elderly Customers
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Terry Bahgat. According to his publicly available FINRA BrokerCheck report, Terry Bahgat has been the subject of multiple customer disputes. Terry…
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Current Investigations Hernany Martinez Allegedly Exercises Discretion In Non-Discretionary Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Hernany Martinez. According to his publicly available FINRA BrokerCheck report, Hernany Martinez has been the subject of multiple customer disputes.…
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Current Investigations Jaime Westenbarger Allegedly Converts Customer Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jaime Westenbarger. According to his publicly available FINRA BrokerCheck report, Jaime Westenbarger has been the subject of multiple customer…
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Current Investigations Luke M. Johnson Allegedly Recommends Unsuitable Alternative Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Luke M. Johnson. According to his publicly available FINRA BrokerCheck report, Luke M. Johnson has been the subject of multiple customer disputes. Luke M.…
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Current Investigations Russell Green Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Russell Green. According to his publicly available FINRA BrokerCheck report, Russell Green has been the subject of multiple customer disputes over the course…
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Current Investigations James Haskins Allegedly Invested A Customer’s Retirement Assets In An Overly Aggressive Manner
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Haskins. According to his publicly available FINRA BrokerCheck report, James Haskins has been the subject of a customer dispute. James Haskins is a New…
Read More Current Investigations Joseph Pratt Allegedly Recommends A Private Investment Of Which He Has A Financial Stake In
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Joseph Pratt. According to his publicly available FINRA BrokerCheck report, Joseph Pratt has been the subject of a FINRA sanction. Joseph Pratt was a…
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Current Investigations Marco Azizi Allegedly Recommends Illiquid And Risky Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Marco Azizi. According to his publicly available FINRA BrokerCheck report, Marco Azizi is the subject of a pending customer dispute. Marco Azizi is a…
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Current Investigations Kenneth Guerra Allegedly Recommends Unsuitable Alternative Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kenneth Guerra. According to his publicly available FINRA BrokerCheck report, Kenneth Guerra has been the subject of multiple customer disputes. Kenneth…
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Current Investigations Ryan Botner Allegedly Forges A Customer’s Signature
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ryan Botner. According to his publicly available FINRA BrokerCheck report, Ryan Botner has been the subject of a customer dispute. Ryan Botner was a…
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