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      • Non-Traded REITs
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jan 29
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Jeffrey Vanover Allegedly Provides Customers With Unsuitable Advice

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeffrey Vanover. According to his publicly available FINRA BrokerCheck report, Jeffrey Vanover is the…
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Jan 29
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Charles Evan Allegedly Uses Unethical Sales Tactics

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Evan. According to his publicly available FINRA BrokerCheck report, Charles Evan has…
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Jan 29
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Felix Chu Allegedly Misleads Customers Into Purchasing Unsuitable Promissory Notes

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Felix Chu. According to his publicly available FINRA BrokerCheck report, Felix Chu has…
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Jan 28
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Bart Bohrer Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Bart Bohrer. According to his publicly available FINRA BrokerCheck report, Bart Bohrer has been…
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Jan 28
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Gautam Arora Terminated From Transamerica Financial Advisors

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gautam Arora. Gautam Arora was a California based securities broker. He worked in…
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Jan 28
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Jason Wilk Allegedly Engages In Common Law Fraud

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jason Wilk. According to his publicly available FINRA BrokerCheck report, Jason Wilk has…
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Jan 28
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David Kendrick Allegedly Forms Unapproved Investment Club Designed To Solicit Funds For Private Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Kendrick. According to his publicly available FINRA BrokerCheck report, David Kendrick has…
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Jan 28
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Michael Collins Allegedly Solicits Funds For An Unapproved Private Investment

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Collins. According to his publicly available FINRA BrokerCheck report, Michael Collins has…
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Jan 28
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Timothy Millis Allegedly Engages In Unsuitable Short-Term Mutual Fund Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Timothy Millis. According to his publicly available FINRA BrokerCheck report, Timothy Millis has…
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Jan 28
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AdobeStock 6336794

John Hoagland Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Hoagland. According to his publicly available FINRA BrokerCheck report, John Hoagland has…
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