Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Brian Parker Allegedly Forges Customer Signatures
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Brian Parker. According to his publicly available FINRA BrokerCheck report, Brian Parker has been the subject of multiple customer disputes and a…
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Uncategorized Jefferey Dyra Allegedly Misappropriates A Customer’s Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jefferey Dyra. According to his publicly available FINRA BrokerCheck report, Jefferey Dyra has been the subject of a customer dispute. Jefferey Dyra…
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Current Investigations Stuart Nichols Barred By FINRA Following Allegations Of Excessive Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Stuart Nichols. According to his publicly available FINRA BrokerCheck report, Stuart Nichols has been the subject of a FINRA sanction. Stuart Nichols…
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Current Investigations Louis Mark Miller Allegedly Exercises Discretion Without Proper Authorization
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Louis Mark Miller. Louis Mark Miller was a New York-based securities broker. He worked in the securities industry for nineteen years. During his…
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Current Investigations Nicholas Schiano Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Nicholas Schiano. According to his publicly available FINRA BrokerCheck report, Nicholas Schiano has been the subject of multiple customer disputes over the…
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Current Investigations Steven Case Allegedly Recommends Unsuitable Alternative Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Steven Case. According to his publicly available FINRA BrokerCheck report, Steven Case has been the subject of multiple customer disputes. Steven Case is a…
Read More Uncategorized Patricia Loris Allegedly Fails To Prevent Further Loss
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Patricia Loris. According to her publicly available FINRA BrokerCheck report, Patricia Loris has been the subject of a customer dispute. Patricia Loris is an…
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Current Investigations Anthony Mampieri Allegedly Recommends Unsuitable Structured Products
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Anthony Mampieri. According to his publicly available FINRA BrokerCheck report, Anthony Mampieri has been the subject of a customer dispute. Anthony Mampieri…
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Current Investigations Harold Lauber Allegedly Fails To Fulfill His Fiduciary Responsibilities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Harold Lauber. According to his publicly available FINRA BrokerCheck report, Harold Lauber has been the subject of a customer dispute. Harold Lauber is a…
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Alternative Investment Morgan Arford Allegedly Recommends Highly Unsuitable Oil And Gas Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Morgan Arford. According to his publicly available FINRA BrokerCheck report, Morgan Arford has been the subject of multiple customer disputes over the course…
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Current Investigations Gregory Young Allegedly Makes Material Misrepresentations About Variable CDs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gregory Young. According to his publicly available FINRA BrokerCheck report, Gregory Young has been the subject of multiple customer disputes. Gregory…
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Current Investigations Michael Flynn Allegedly Handles His Customers’ Account Negligently
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Flynn. According to his publicly available FINRA BrokerCheck report, Michael Flynn has been the subject of multiple customer disputes. Michael Flynn…
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