The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Christopher Pennington. According to his publicly available FINRA BrokerCheck report, Christopher Pennington has been the subject of a customer dispute.
Christopher Pennington is a Michigan based securities broker. He has worked in the securities industry for twenty-three years. During his career, he has been registered with two different securities firms.
His Registrations
- A.G. Edwards & Sons (1996-2008)
- Wells Fargo Clearing Services (2008-Present)
The Allegations
In September 2017, a customer alleged that Christopher Pennington spent years recommending unsuitable investments that led to the customer’s account being over-concentrated in incredibly risky master limited partnerships. This case was settled for $45,000 in damages.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Christopher Pennington, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.
