Over the last 12 years, Oakes & Fosher has tried and won more FINRA arbitration cases on behalf of individual investors than any other law firm in the country.

*Past results do not guarantee a similar outcome. The choice of a lawyer is an important decision and should not be based alone on prior results.

AdobeStock 40515377

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Marco Azizi. According to his publicly available FINRA BrokerCheck report, Marco Azizi is the subject of a pending customer dispute.

Marco Azizi is a California based securities broker. He has worked in the securities industry for twenty-eight years. During his career, he has been registered with six different securities firms.

His Registrations

  • J.W. Grant & Associates (1991-1992)
  • Kober Financial Corp. (1992-1993)
  • Global Capital Securities Corporation (1993-2002)
  • J.P. Turner & Company (2002-2015)
  • Summit Brokerage Services (2015-2016)
  • Centaurus Financial (2016-Present)

The Allegations

In September 2019, customers alleged that Marco Azizi’s member firm recommended highly unsuitable investments. These alleged investments were both high-risk and illiquid. As a result of this allegation, the customers brought a case against Mr. Azizi’s member firm that is currently pending.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Marco Azizi, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.