Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
Categories
Suspect investment fraud?
Your consultation is 100% free and confidential. No fees unless we collect for you.
Discuss Your Case
Current Investigations Pratul Agnihotri Allegedly Engages In Selling Away
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Pratul Agnihotri. According to his publicly available FINRA BrokerCheck report, Pratul Agnihotri has been the subject of multiple customer disputes. Pratul…
Read More Oakes & Fosher in the News Elderly Investor Wins $2.6 Million From Indie Firm In FINRA Arbitration
By Vicky Ge Huang | January 8th, 2020 A Finra arbitration panel has ordered National Planning Corp. to pay $2.6 million to an octogenarian customer who bought fraudulent promissory notes, non-traded real estate investment trusts (REITs) and other unsuitable…
Read More
Current Investigations Sam Rine Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Sam Rine. According to his publicly available FINRA BrokerCheck report, Sam Rine has been the subject of multiple customer disputes. Sam Rine is a Florida…
Read More
Current Investigations Douglas Gildenmeister Terminated Following Allegations Of Unauthorized Discretionary Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Douglas Gildenmeister. According to his publicly available FINRA BrokerCheck report, Douglas Gildenmeister has been the subject of multiple customer disputes…
Read More
Current Investigations John Hoidas Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Hoidas. According to his publicly available FINRA BrokerCheck report, John Hoidas has been the subject of multiple customer disputes. John Hoidas is an…
Read More
Current Investigations Ronald Roach Allegedly Perpetrates A Massive Ponzi Scheme
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ronald Roach. According to his publicly available FINRA BrokerCheck report, Ronald Roach became the perpetrator of a massive Ponzi scheme. Ronald…
Read More
Current Investigations George Schmidt Allegedly Makes Unauthorized Annuity Withdrawals
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker George Schmidt. According to his publicly available FINRA BrokerCheck report, George Schmidt has been the subject of multiple customer disputes.…
Read More
Current Investigations Gerald Dewes Allegedly Engages In Selling Away
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gerald Dewes. Gerald Dewes was a New York based securities broker. He worked in the securities industry for twenty-five years. During his career, he…
Read More
Current Investigations Jingbo Pan Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jingbo Pan. According to his publicly available FINRA BrokerCheck report, Jingbo Pan has been the subject of multiple customer disputes over the course of…
Read More Current Investigations Larry Cohen Allegedly Fails To Disclose Important Information
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Larry Cohen. According to his publicly available FINRA BrokerCheck report, Larry Cohen has been the subject of multiple customer disputes over the course of…
Read More
Oakes & Fosher in the News Oakes & Fosher Attorneys Secure $2.6 Million in Damages For Elderly Investor
The Investor Advocate Law Firm of Oakes & Fosher, LLC, www.oakesfosher.com, a law firm specializing in representing investors in cases against stock brokers and brokerage firms, announced today that a three-member Financial Industry Regulatory Authority…
Read More
Current Investigations Albert Foronda Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Albert Foronda. According to his publicly available FINRA BrokerCheck report, Albert Foronda has been the subject of multiple customer disputes. Albert…
Read MoreStay informed
Get investor alerts and case results delivered to your inbox. We never share your information.