Over the last 12 years, Oakes & Fosher has tried and won more FINRA arbitration cases on behalf of individual investors than any other law firm in the country.

*Past results do not guarantee a similar outcome. The choice of a lawyer is an important decision and should not be based alone on prior results.

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The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Anthony Mampieri. According to his publicly available FINRA BrokerCheck report, Anthony Mampieri has been the subject of a customer dispute.

Anthony Mampieri is a Florida based securities broker. He has worked in the securities industry for thirty-two years. During his career, he was registered with five different securities firms.

His Registrations

  • Sherwood Capital (1987-1988)
  • Fifth Third/The Ohio Company (1988-1998)
  • Northwestern Mutual Investment Services (2002)
  • Robert W. Baird & Co. (1998-2010)
  • Morgan Stanley (2010-Present)

The Allegations

In October 2016, customers alleged that Anthony Mampieri recommended highly unsuitable structured product investments. This case was settled for $110,000 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Anthony Mampieri, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.