The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Anthony Mampieri. According to his publicly available FINRA BrokerCheck report, Anthony Mampieri has been the subject of a customer dispute.
Anthony Mampieri is a Florida based securities broker. He has worked in the securities industry for thirty-two years. During his career, he was registered with five different securities firms.
His Registrations
- Sherwood Capital (1987-1988)
- Fifth Third/The Ohio Company (1988-1998)
- Northwestern Mutual Investment Services (2002)
- Robert W. Baird & Co. (1998-2010)
- Morgan Stanley (2010-Present)
The Allegations
In October 2016, customers alleged that Anthony Mampieri recommended highly unsuitable structured product investments. This case was settled for $110,000 in damages.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Anthony Mampieri, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.
