Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Jeffrey Vanover Allegedly Provides Customers With Unsuitable Advice
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeffrey Vanover. According to his publicly available FINRA BrokerCheck report, Jeffrey Vanover is the subject of a pending complaint. Jeffrey Vanover is a…
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Current Investigations Charles Evan Allegedly Uses Unethical Sales Tactics
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Evan. According to his publicly available FINRA BrokerCheck report, Charles Evan has been the subject of multiple customer disputes. Charles…
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Current Investigations Felix Chu Allegedly Misleads Customers Into Purchasing Unsuitable Promissory Notes
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Felix Chu. According to his publicly available FINRA BrokerCheck report, Felix Chu has been the subject of multiple customer disputes. Felix Chu was a…
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Current Investigations Bart Bohrer Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Bart Bohrer. According to his publicly available FINRA BrokerCheck report, Bart Bohrer has been the subject of multiple customer disputes over the course of…
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Current Investigations Gautam Arora Terminated From Transamerica Financial Advisors
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gautam Arora. Gautam Arora was a California based securities broker. He worked in the securities industry for six years. He spent his entire career…
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Current Investigations Jason Wilk Allegedly Engages In Common Law Fraud
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jason Wilk. According to his publicly available FINRA BrokerCheck report, Jason Wilk has been the subject of multiple customer disputes. Jason Wilk…
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Current Investigations David Kendrick Allegedly Forms Unapproved Investment Club Designed To Solicit Funds For Private Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Kendrick. According to his publicly available FINRA BrokerCheck report, David Kendrick has been the subject of a FINRA sanction. David Kendrick…
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Current Investigations Michael Collins Allegedly Solicits Funds For An Unapproved Private Investment
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Collins. According to his publicly available FINRA BrokerCheck report, Michael Collins has been the subject of a FINRA sanction. Michael…
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Current Investigations Timothy Millis Allegedly Engages In Unsuitable Short-Term Mutual Fund Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Timothy Millis. According to his publicly available FINRA BrokerCheck report, Timothy Millis has been the subject of a customer dispute and a FINRA…
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Current Investigations John Hoagland Allegedly Engages In Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Hoagland. According to his publicly available FINRA BrokerCheck report, John Hoagland has been the subject of multiple customer disputes. John…
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Current Investigations Elizabeth Guarino Allegedly Places An Elderly Customer Into Unsuitable Oil And Gas Limited Partnerships
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Elizabeth Guarino. According to her publicly available FINRA BrokerCheck report, Elizabeth Guarino has been the subject of a customer dispute.…
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Current Investigations Joseph Roop Allegedly Recommends Unsuitable Non-Traded REITs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Roop. According to his publicly available FINRA BrokerCheck report, Joseph Roop has been the subject of multiple customer disputes over the course of…
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