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    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
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      • Variable Annuities
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Mar 04
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Dustin Shafer Allegedly Recommends Unsuitable Alternative Investmetns

By Oakes & Fosher Uncategorized No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Dustin Shafer. According to his publicly available FINRA BrokerCheck report, Dustin Shafer has been…
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Mar 04
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Henry Klausman Allegedly Mismanages Customer Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Henry Klausman. According to his publicly available FINRA BrokerCheck report, Henry Klausman has…
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Mar 04
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UBS Financial’s Yield Enhancement Strategy

Aaron Brodt Allegedly Fails To Conduct The Necessary Due Diligence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Aaron Brodt. According to his publicly available FINRA BrokerCheck report, Aaron Brodt has…
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Mar 04
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James Kirchner Allegedly Recommends Unsuitable Private Placements

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Kirchner. According to his publicly available FINRA BrokerCheck report, James Kirchner has…
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Mar 04
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Jason Labelle Allegedly Makes Material Misrepresentations About A Promissory Note

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is investigating the alleged misconduct of former securities broker Jason Labelle. According to his publicly available FINRA BrokerCheck report, Jason Labelle has been…
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Mar 04
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Jay Weil Allegedly Chooses Investments Based On Commissions

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jay Weil. According to his publicly available FINRA BrokerCheck report, Jay Weil has…
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Mar 04
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Travis Lippmann Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Travis Lippmann. According to his publicly available FINRA BrokerCheck report, Travis Lippmann has been…
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Mar 04
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Jeffrey Rahm Terminated From Stifel, Nicolaus & Company

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeffrey Rahm. According to his publicly available FINRA BrokerCheck report, Jeffrey Rahm has been…
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Mar 04
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Marc Linsky Allegedly Violates The Pennsylvania Securities Act

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Marc Linsky. According to his publicly available FINRA BrokerCheck report, Marc Linky is the…
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Mar 04
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AdobeStock 4796565

Robert Allan Mann Allegedly Engages In Unsuitable Investment Practices

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Allan Mann. According to his publicly available FINRA BrokerCheck report, Robert Allan Mann…
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