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Firm News & Case Results

Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.

Current Investigations
February 4, 2020

Kyle Davis Allegedly Breaches His Fiduciary Duty

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kyle Davis. According to his publicly available FINRA BrokerCheck report, Kyle Davis has been the subject of multiple customer disputes over the course of…

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Current Investigations
February 4, 2020

Michael Burkoff Allegedly Makes Unsuitable Recommendations

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael Burkoff. According to his publicly available FINRA BrokerCheck report, Michael Burkoff has been the subject of multiple customer disputes over the…

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Current Investigations
January 30, 2020

Dennis Nakamura Allegedly Recommends Unsuitable Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dennis Nakamura. According to his publicly available FINRA BrokerCheck report, Dennis Nakamura has been the subject of multiple customer disputes.…

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Current Investigations
January 30, 2020

Darren Oglesby Allegedly Breached His Fiduciary Duty

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Darren Oglesby. According to his publicly available FINRA BrokerCheck report, Darren Oglesby is the subject of a pending customer dispute. Darren Oglesby is…

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Current Investigations
January 29, 2020

Kerry Wills Allegedly Violates Firm Policy Regarding Loan Solicitation

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kerry Wills. According to his publicly available FINRA BrokerCheck report, Kerry Wills has been the subject of a FINRA sanction. Kerry Wills is a California…

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Current Investigations
January 29, 2020

Eddie Shechter Allegedly Reuses Customer Signatures On Discretionary Trading Forms

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Eddie Shechter. According to his publicly available FINRA BrokerCheck report, Eddie Shechter has been the subject of multiple customer disputes over the…

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Current Investigations
January 29, 2020

Gary Barth Allegedly Misrepresents Material Facts About Non-Traded REITs

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gary Barth. According to his publicly available FINRA BrokerCheck report, Gary Barth is the subject of a pending customer complaint. Gary Barth is a Nebraska…

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Current Investigations
January 29, 2020

Jeffrey Mchale Allegedly Over-Concentrates Customer Accounts In Unsuitable Equities

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jeffrey Mchale. According to his publicly available FINRA BrokerCheck report, Jeffrey Mchale has been the subject of multiple customer disputes over the…

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Current Investigations
January 29, 2020

Glen Webster Allegedly Fails To Communicate Tax Consequences Associated With Liquidation

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Glen Webster. According to his publicly available FINRA BrokerCheck report, Glen Webster has been the subject of multiple customer disputes. Glen…

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Current Investigations
January 29, 2020

Lester Burroughs Allegedly Perpetrates Seven Year Long Ponzi Scheme

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Lester Burroughs. Lester Burroughs was a Connecticut based securities broker. He worked in the securities industry for thirty-three years. During his…

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Current Investigations
January 29, 2020

Brian Radoo Terminated From Next Financial Group

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Brian Radoo. Brian Radoo was a New York based securities broker. He worked in the securities industry for twenty-four years. During his career, he was…

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Current Investigations
January 29, 2020

Jon Reppert Allegedly Misrepresents A Life Insurance Policy

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jon Reppert. According to his publicly available FINRA BrokerCheck report, Jon Reppert is the subject of a pending customer dispute. Jon Reppert was a…

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