The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gerald Eaton. According to his publicly available FINRA BrokerCheck report, Gerald Eaton has been the subject of a FINRA sanction.
Gerald Eaton was a Massachusetts based securities broker. He worked in the securities industry for twenty-seven years. During his career, he was registered with three different securities firms. He is no longer working as a registered securities broker in any fashion.
His Registrations
- John Hancock Mutual Life Insurance Company (1992-1995)
- John Hancock Distributors (1992-1995)
- Commonwealth Financial Network (1995-2019)
The Allegations
In November 2019, Gerald Eaton was officially sanctioned by FINRA. The findings in this matter state that he had been terminated from his member firm following allegations that he facilitated distributions from clients’ accounts without their knowledge or consent. Due to these allegations, Gerald Eaton was barred by FINRA from acting as a securities broker in any fashion.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Gerald Eaton, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.
