The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Scott Ozer. According to his publicly available FINRA BrokerCheck report, Scott Ozer is currently the subject of a pending customer dispute.

Scott Ozer is a California based securities broker. He has worked in the securities industry for thirty-eight years. During his career, he has been registered with six different securities firms.

His Registrations 

  • Painewebber Incorporated (1981-1992)
  • Lehman Brothers (1992-1993)
  • Citigroup Global Markets (1993-2005)
  • Financial West Group (2005-2013)
  • Sandlapper Securities (2013-2019)
  • Emerson Equity (2019-Present)

The Allegations 

In January 2020, a customer alleged that Scott Ozer recommended unsuitable investments. This case is currently pending. The customer is seeking $600,000 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Scott Ozer, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.