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Firm News & Case Results

Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.

Current Investigations
January 29, 2019

David Lomedico Allegedly Recommends Unsuitable Transactions

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Lomedico. According to his publicly available FINRA BrokerCheck report, David Lomedico has been the subject of a customer dispute and a FINRA…

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Current Investigations
January 29, 2019

James Marino Allegedly Converts Customer Funds Over A Three Year Period

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Marino. According to his publicly available FINRA BrokerCheck report, James Marino has been the subject of a customer dispute. James Marino was…

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Current Investigations
January 29, 2019

Jason N. Anderson Allegedly Churns Multiple Clients’ Accounts

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jason N. Anderson. According to his publicly available FINRA BrokerCheck report, Jason N. Anderson has been the subject of multiple customer disputes.…

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Current Investigations
January 29, 2019

Sonya Camarco Allegedly Misappropriates Funds From Numerous Customers

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Sonya Camarco. According to her publicly available FINRA BrokerCheck report, Sonya Camarco has been the subject of multiple customer complaints…

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Current Investigations
January 29, 2019

Clint Stoffels Allegedly Churns His Customers’ Account

The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of former securities broker Clint Stoffels. According to his publicly available FINRA BrokerCheck report, Clint Stoffels was the subject of a customer…

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Current Investigations
January 24, 2019

Kinan Nimeh Allegedly Recommends Unsuitable Leveraged ETFs

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kinan Nimeh. According to his publicly available FINRA BrokerCheck report, Kinan Nimeh has been the subject of multiple customer disputes. Kinan Nimeh is a…

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Current Investigations
January 24, 2019

Joseph Yanofsky Discharged From Merrill Lynch Following Allegations Of Unauthorized Trading

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Yanofsky. According to his publicly available FINRA BrokerCheck report, Joseph Yanofsky has been the subject of multiple customer disputes. Joseph…

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Current Investigations
January 24, 2019

Peyton Jackson Allegedly Engages In Unauthorized Trading

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Peyton Jackson. According to his publicly available FINRA BrokerCheck report, Peyton Jackson has been the subject of multiple customer disputes.…

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Current Investigations
January 24, 2019

Dale Krueger Allegedly Co-mingles Customer Funds With His Own

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dale Krueger. According to his publicly available FINRA BrokerCheck report, Dale Krueger has been the subject of multiple customer disputes. Dale…

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Current Investigations
January 24, 2019

Bruce Barber Terminated From Securities America

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bruce Barber. Bruce Barber was a Colorado based securities broker. He worked in the securities industry for eighteen years. During his career, he was…

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Current Investigations
January 24, 2019

Luigi Mancusi Allegedly Misrepresents A Life Insurance Policy

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Luigi Mancusi. According to his publicly available FINRA BrokerCheck report, Luigi Mancusi has been the subject of multiple customer disputes over the course…

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Current Investigations
January 24, 2019

Michael Standley Allegedly Exercises Discretion In Non-Discretionary Accounts

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Standley. According to his publicly available FINRA BrokerCheck report, Michael Standley has been the subject of multiple customer complaints…

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