Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Christopher Herrmann Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christopher Herrmann. According to his publicly available FINRA BrokerCheck report, Christopher Herrmann has been the subject of multiple customer…
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Current Investigations Jose Paula Allegedly Engages In Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jose Paula. According to his publicly available FINRA BrokerCheck report, Jose Paula has been the subject of a customer dispute. Jose Paula was a…
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Current Investigations Sidney Dufresne Allegedly Recommends Unapproved Fixed Indexed Annuities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Sidney Dufresne. According to his publicly available FINRA BrokerCheck report, Sidney Dufresne has been the subject of a FINRA sanction. Sidney Dufresne is a…
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Current Investigations Wesley Foltz Allegedly Recommends Unsuitable Non-Traded REITs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Wesley Foltz. According to his publicly available FINRA BrokerCheck report, Welsey Foltz has been the subject of a FINRA sanction and multiple…
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Current Investigations Daniel Kittner Allegedly Exercises Discretion Without The Proper Authorization
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Daniel Kittner. According to his publicly available FINRA BrokerCheck report, Daniel Kittner has been the subject of a customer dispute and a FINRA…
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Current Investigations Bruce Plyer Barred By FINRA Following Allegations Of Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bruce Plyer. According to his publicly available FINRA BrokerCheck report, Bruce Plyer has been the subject of multiple customer disputes. Bruce Plyer…
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Current Investigations Chris Kubiak Allegedly Converts Funds From Multiple Customers
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Chris Kubiak. According to his publicly available FINRA BrokerCheck report, Chris Kubiak has been the subject of a FINRA sanction. Chris Kubiak was a…
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Current Investigations Larry Templin Allegedly Commits Bank Fraud
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Larry Templin. Larry Templin was a Texas-based securities broker. He worked in the securities industry for twenty years. During his career, he was…
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Current Investigations Victoria Vandyke Allegedly Breaches Her Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Victoria Vandyke. According to her publicly available FINRA BrokerCheck report, Victoria Vandyke has been the subject of a customer dispute. Victoria…
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Current Investigations Scott Stacke Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Scott Stacke. According to his publicly available FINRA BrokerCheck report, Scott Stacke has been the subject of a customer dispute. Scott Stacke was…
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Current Investigations Shawn Burns Allegedly Churns Customer Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Shawn Burns. According to his publicly available FINRA BrokerCheck report, Shawn Burns has been the subject of multiple customer disputes. Shawn Burns…
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Current Investigations Lewis Robinson Allegedly Makes Unsuitable Investment Recommendations To Multiple Customers
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Lewis Robinson. According to his publicly available FINRA BrokerCheck report, Lewis Robinson has been the subject of multiple customer complaints over the…
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