The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bruce Barber. Bruce Barber was a Colorado based securities broker. He worked in the securities industry for eighteen years. During his career, he was registered with just two different securities firms. He is no longer working as a registered securities broker in any fashion.

His Registrations

  • Lincoln Investment Planning (1998-2000)
  • Securities America (2000-2017)

The Allegations

Bruce Barber’s publicly available FINRA BrokerCheck report shows that he was terminated from Securities America in February 2017. This termination followed allegations that he solicited customers to purchase unapproved, private securities away from the firm. During a FINRA investigation into the matter, Barber allegedly failed to provide information that had been requested of him and was in turn barred by FINRA from acting as a securities broker in any fashion.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Bruce Barber, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.