Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Robert Delguercio Allegedly Executes Unauthorized Transactions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Delguercio. According to his publicly available FINRA BrokerCheck report, Robert Delguercio has been the subject of multiple customer disputes.…
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Current Investigations Steven John Meyer Was Barred By FINRA Following Allegations Of Churning
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Steven John Meyer. According to his publicly available FINRA BrokerCheck report, Steven John Meyer has been the subject of multiple customer disputes.…
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Current Investigations Kenneth Neuner Allegedly Exercises Discretion In A Non-Discretionary Account
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kenneth Neuner. Kenneth Neuner was a Texas based securities broker. He worked in the securities industry for twenty-one years. During his career, he…
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Current Investigations Clement Chichester Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Clement Chichester. According to his publicly available FINRA BrokerCheck report, Clement Chichester has been the subject of a customer dispute.…
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Current Investigations Leslie Markus Jr. Allegedly Executes Numerous Unauthorized Transactions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Leslie Markus Jr. According to his publicly available FINRA BrokerCheck report, Leslie Markus Jr. has been the subject of a FINRA sanction. Leslie…
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Current Investigations Anthony Sica Allegedly Makes Unsuitable Investment Recommendations To An Elderly Customer
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Anthony Sica. According to his publicly available FINRA BrokerCheck report, Anthony Sica has been the subject of multiple customer disputes. Anthony Sica is…
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Current Investigations Matthew Grabbe Allegedly Exercises Discretion Without Proper Authorization
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Matthew Grabbe. According to his publicly available FINRA BrokerCheck report, Matthew Grabbe has been the subject of a FINRA sanction. Matthew Grabbe is an…
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Current Investigations Michael Oromaner Suspended For Two Years Due To Alleged Unapproved Discretionary Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Oromaner. According to his publicly available FINRA BrokerCheck report, Michael Oromaner has been the subject of multiple customer disputes.…
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Current Investigations Paul Lascelle Allegedly Trades An Investor’s Account Excessively
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Paul Lascelle. According to his publicly available FINRA BrokerCheck report, Paul Lascelle has been the subject of a customer dispute and a FINRA…
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Current Investigations Timothy Gibbons Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Timothy Gibbons. According to his publicly available FINRA BrokerCheck report, Timothy Gibbons has been the subject of multiple customer disputes.…
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Current Investigations Robert Wilder Allegedly Engages In Unauthorized Private Securities Transactions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Wilder. According to his publicly available FINRA BrokerCheck report, Robert Wilder has been the subject of multiple customer disputes. Robert…
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Current Investigations William Jordan Jr. Allegedly Engages In A Fraudulent Trading Scheme Designed To Falsify Market Growth
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William Jordan Jr. According to his publicly available FINRA BrokerCheck report, William Jordan Jr. has been the subject of a FINRA sanction. William Jordan…
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