Skip to main content
Blog

Firm News & Case Results

Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.

Current Investigations
February 20, 2019

Jeffrey Nimmow Allegedly Recommends Highly Fraudulent Woodbridge Securities

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jeffrey Nimmow. According to his publicly available FINRA BrokerCheck report, Jeffrey Nimmow has been the subject of multiple customer disputes.…

Read More
Current Investigations
February 20, 2019

Maria Hendershott Allegedly Makes Material Misrepresentations And Omissions Of Fact

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Maria Hendershott. According to her publicly available FINRA BrokerCheck report, Maria Hendershott has been the subject of multiple customer disputes over…

Read More
Current Investigations
February 20, 2019

Samuel Monchik Allegedly Recommends Unsuitable REITs

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Samuel Monchik. According to his publicly available FINRA BrokerCheck report, Samuel Monchik has been the subject of multiple customer disputes over the…

Read More
Current Investigations
February 20, 2019

Thomas Olexa Allegedly Over-Concentrates A Customer’s Portfolio In Aggressive, High-Risk Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Olexa. According to his publicly available FINRA BrokerCheck report, Thomas Olexa has been the subject of multiple customer complaints over the course…

Read More
Current Investigations
February 20, 2019

Wesley Clinton Allegedly Recommends Unsuitable Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Wesley Clinton. According to his publicly available FINRA BrokerCheck report, Wesley Clinton has been the subject of multiple customer disputes over the…

Read More
Current Investigations
February 20, 2019

Frank Hamrak Allegedly Breaches His Fiduciary Duty

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Frank Hamrak. According to his publicly available FINRA BrokerCheck report, Frank Hamrak has been the subject of multiple customer disputes. Frank…

Read More
Current Investigations
February 20, 2019

Wesley Perkins Allegedly “Cherry Picked” Winning Trades For His Favorable Clients In A Fraudulent Insider Trading Scheme

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Wesley Perkins. According to his publicly available FINRA BrokerCheck report, Wesley Perkins has been the subject of customer disputes and a sanction…

Read More
Current Investigations
February 19, 2019

Richard Pittman Allegedly Made Unsuitable Investment Recommendations To Multiple Customers In 2008

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Richard Pittman. According to his publicly available FINRA BrokerCheck report, Richard Pittman has been the subject of multiple customer disputes over the…

Read More
Current Investigations
February 19, 2019

Steven Schultz Allegedly Breaches Contract

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Steven Schultz. According to his publicly available FINRA BrokerCheck report, Steven Schultz has been the subject of a customer dispute. Steven Schultz is a…

Read More
Current Investigations
February 19, 2019

Paul Murans Allegedly Makes Unsuitable Investment Recommendations To Multiple Customers

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Paul Murans. According to his publicly available FINRA BrokerCheck report, Paul Murans has been the subject of multiple customer disputes over the course of…

Read More
Current Investigations
February 19, 2019

David Strnad Allegedly Churns His Customer’s Account

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Strnad. According to his publicly available FINRA BrokerCheck report, David Strnad has been the subject of multiple customer disputes. David…

Read More
Current Investigations
February 19, 2019

Patrick Rynn Allegedly Engages In Financial Elder Abuse

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Patrick Rynn. According to his publicly available FINRA BrokerCheck report, Patrick Rynn has been the subject of a customer dispute. Patrick Rynn was…

Read More

Stay informed

Get investor alerts and case results delivered to your inbox. We never share your information.