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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Mar 27
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Terry Rider Allegedly Misrepresents A Variable Annuity

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Terry Rider. According to his publicly available FINRA BrokerCheck report, Terry Rider has…
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Mar 27
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Michael De Pol Allegedly Recommends Unsuitable REIT Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael De Pol. According to his publicly available FINRA BrokerCheck report, Michael De Pol…
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Mar 27
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Derek Nierman Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Derek Nierman. According to his publicly available FINRA BrokerCheck report, Derek Nierman has…
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Mar 27
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Charles Watson Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Charles Watson. According to his publicly available FINRA BrokerCheck report, Charles Watson has been…
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Mar 27
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Timothy Hobbs Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Timothy Hobbs. According to his publicly available FINRA BrokerCheck report, Timothy Hobbs has been…
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Mar 27
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Amir Navab Accused Of Fraud, Negligence, And More

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Amir Navab. According to his publicly available FINRA BrokerCheck report, Amir Navab has…
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Mar 26
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Clifford Vatter Discharged From His Position At Raymond James Following Allegations Of Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Clifford Vatter. According to his publicly available FINRA BrokerCheck report, Clifford Vatter has…
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Mar 26
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AdobeStock 69409122

Israel Torres Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Israel Torres. According to his publicly available FINRA BrokerCheck report, Israel Torres has…
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Mar 26
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Leon Vaccarelli Convicted On Charges Of Mail Fraud, Wire Fraud, And Money Laundering

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Leon Vaccarelli. According to his publicly available FINRA BrokerCheck report, Leon Vaccarelli has…
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Mar 26
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AdobeStock 40515377

Clay Rucker Accused Of Churning, Breach Of Contract, Fraud, And More

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Clay Rucker. According to his publicly available FINRA BrokerCheck report, Clay Rucker has been…
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