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  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jul 09
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Michael Oppenheim Allegedly Embezzles Customer Funds

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or fraud. The truth is, investors who have lost money in…
Read More
Jul 09
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Aaron Parthemer Allegedly Solicits Investments For Unapproved Outside Securities

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money in…
Read More
Jul 09
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AdobeStock 191377535

Elliot Harris Allegedly Churns His Clients’ Accounts

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or fraud. The truth is, investors who have lost money in…
Read More
Jul 09
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AdobeStock 228517044

Douglas Studer Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
There are a lot of investors who are unaware of their legal options after losing money due to securities broker fraud and/or negligence. The truth of the matter is, investors…
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Jul 09
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AdobeStock 101698561

Peter Kohli Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
Most investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money in…
Read More
Jul 08
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AdobeStock 84267634 1

Robert Lappin Allegedly Recommends An Unsuitable UIT Trading Strategy

By Oakes & Fosher Current Investigations No Comments
Many investors are not aware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money…
Read More
Jul 08
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AdobeStock 1806532

Paul Lebel Allegedly Churns His Customers’ Account

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who believe that they have…
Read More
Jul 08
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AdobeStock 226402458

Robert Batchen Allegedly Purchases Unsuitable Non-Traditional ETFs On Behalf Of A Customer

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who believe that they have…
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Jul 08
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AdobeStock 217053750

Stanley Niekras Allegedly Recommends Unsuitable Annuities

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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Jul 08
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AdobeStock 209759302

Nicholas Shermeta Accused Of Negligence And Fraud

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
Read More
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