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  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
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    • Churning & Excessive Trading
    • Stockbroker Fraud
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jul 10
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Matthew Crafa Accused Of Negligence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of securities broker Matthew Crafa. According to his publicly available FINRA BrokerCheck report, Matthew Crafa…
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Jul 10
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UBS Financial’s Yield Enhancement Strategy

Craig Siegel Allegedly Churned His Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities fraud and/or negligence. Investors who have lost money in this fashion may be…
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Jul 10
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Veronica Lopez Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money from securities broker negligence and/or fraud. Investors who believe they may have lost money in this…
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Jul 10
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Caeron McClintock Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. Investors who feel they have lost money in this…
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Jul 10
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Robert Leis Allegedly Exercises Discretion Without The Proper Authorization

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. Investors who believe they have lost money in this…
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Jul 10
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Daniel Joe Wilson Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. Investors who have lost money in this fashion may…
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Jul 09
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Brad Lawing Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. Investors who believe that they may have lost money…
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Jul 09
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Joshua Bradley Allegedly Executed Trades With A Firm He Was No Longer Associated With

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who lose money in this…
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Jul 09
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Mickey Long Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money in…
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Jul 09
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Hank Werner Allegedly Churned The Accounts Of An Elderly, Blind Customer

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who believe that they might…
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