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      • Non-Traded REITs
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jul 02
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AdobeStock 191377535

Michael Paesano Allegedly Excessively Trades His Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker misconduct and/or negligence. The truth is investors who have lost money in…
Read More
Jul 02
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AdobeStock 209759302

Dion Padilla Allegedly Misrepresents Variable Annuity Details To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
A lot of investors are not aware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who…
Read More
Jul 02
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AdobeStock 224681677

Kelly Althar Allegedly Over-Concentrated An Elderly Customer’s Account In Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Kelly Althar. According to his publicly available FINRA BrokerCheck report, Kelly Althar has…
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Jul 01
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AdobeStock 226402458

Adam Fritzsche Allegedly Makes Unsuitable Investment Recommendations To Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Adam Fritzsche. According to his publicly available FINRA BrokerCheck report, Adam Fritzsche was…
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Jul 01
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UBS Financial’s Yield Enhancement Strategy

UBS Financial’s Yield Enhancement Strategy Leads to Large Losses for Many Investors

By Oakes & Fosher Investment Fraud No Comments
There is a fairly new type of investment strategy making the rounds among large investment firms that is garnering a lot of negative attention. This strategy involves trading uncovered short…
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Jul 01
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AdobeStock 242281721

James Kolf Allegedly Converts Over $500,000 For His Own Personal Use

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker James Kolf. According to his publicly available FINRA BrokerCheck report, James Kolf was…
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Jul 01
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AdobeStock 66883101

Craig Dima Allegedly Makes Fraudulent Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct by former securities broker Craig Dima. According to his publicly available FINRA BrokerCheck report, Craig Dima has…
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Jul 01
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AdobeStock 83892551

Dennis Van Patter Allegedly Invests A Customer In Illiquid And Speculative Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Dennis Van Patter. According to his publicly available FINRA BrokerCheck report, Dennis Van…
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Jul 01
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AdobeStock 217053750

Angelo Talebi Allegedly Invests Customers In Unsuitable REITs and Annuities

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or fraud. The truth is that investors who have lost money…
Read More
Jul 01
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AdobeStock 77874508

Troy Baldridge Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors that have lost money…
Read More
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