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      • Non-Traded REITs
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    • Stockbroker Fraud
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jul 01
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Eric Kuchel Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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Jul 01
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Stuart Horowitz Allegedly Sells Unsuitable Private Placements

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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Jun 28
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Demitrios Hallas Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to the fraudulent behavior of their securities broker. The truth is that investors who have…
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Jun 28
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Anukul Dass Facing Pending Criminal Charges Of Conspiracy, Wire Fraud, And Money Laundering

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware that there is legal recourse available to them after losing money due to securities broker fraud. The truth is that investors who have lost money in…
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Jun 28
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Sara Aiping Ng Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Sara Aiping Ng. According to her publicly available FINRA BrokerCheck report, Sara Aiping Ng…
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Jun 28
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John Neely Allegedly Exercises Discretion Without The Proper Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of securities broker John Neely. According to his publicly available FINRA BrokerCheck report, John Neely has been…
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Jun 28
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Sean Waters Barred From The Securities Industry Following Allegations Of Churning

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Sean Waters. According to his publicly available FINRA BrokerCheck report, Sean Waters has…
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Jun 28
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Terrence Puricelli Allegedly Executes Unauthorized And Unsuitable Purchases In A Customer’s IRA

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating former securities broker Terrence Puricelli. According to his publicly available FINRA BrokerCheck report, Terrence Puricelli has been the subject of…
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Jun 28
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Gopi Vungarala Allegedly Misrepresents Non-Traded REIT Transactions To His Customer

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Gopi Vungarala. According to his publicly available FINRA BrokerCheck report, Gopi Vungarala has…
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Jun 27
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Thomas Andrews Allegedly Converted Almost $8.4 Million From Multiple Investors

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
Read More
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