Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Thomas Marino Allegedly Recommends Inappropriate And Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas Marino. According to his publicly available FINRA BrokerCheck report, Thomas Marino has been the subject of a customer dispute and a FINRA…
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Current Investigations Jill Cody Allegedly Engages In Fraud And Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jill Cody. According to her publicly available FINRA BrokerCheck report, Jill Cody has been the subject of multiple customer disputes. Jill Cody was a…
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Current Investigations Christopher Marnelego Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christopher Marnelego. According to his publicly available FINRA BrokerCheck report, Christopher Marnelego has been the subject of multiple customer…
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Current Investigations Edward Matthes Allegedly Defrauded Customers With “Ponzi Scheme”
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Edward Matthes. According to his publicly available FINRA BrokerCheck report, Edward Matthes has been the subject of numerous customer disputes.…
Read More Current Investigations Anthony Mastroianni Allegedly Converts Customer Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Anthony Mastroianni. According to his publicly available FINRA BrokerCheck report, Anthony Mastroianni has been the subject of multiple customer…
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Current Investigations Matthew Giannone Allegedly Churned His Customers’ Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Matthew Giannone. According to his publicly available FINRA BrokerCheck report, Matthew Giannone has been the subject of multiple customer disputes.…
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Current Investigations Kevin Curry Allegedly Churns His Client’s Account
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kevin Curry. According to his publicly available FINRA BrokerCheck report, Kevin Curry has been the subject of multiple customer disputes over the course of…
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Current Investigations Andrew Corbman Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Andrew Corbman. According to his publicly available FINRA BrokerCheck report, Andrew Corbman has been the subject of numerous customer disputes.…
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Current Investigations Raymond Pirrello Allegedly Executes Trades Without Authorization
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Raymond Pirrello. According to his publicly available FINRA BrokerCheck report, Raymond Pirrello has been the subject of multiple customer disputes.…
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Current Investigations David Seigerman Allegedly Misappropriates Customer Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Seigerman. According to his publicly available FINRA BrokerCheck report, David Seigerman has been the subject of multiple complaints. David…
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Current Investigations John E. Burns Suspended By FINRA Following Allegations Of Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John E. Burns. According to his publicly available FINRA BrokerCheck report, John E. Burns has been the subject of multiple complaints. John E. Burns…
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Current Investigations Kevin Barbalace Allegedly Misrepresents Risks Associated With A High-Risk Private Placement
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Barbalace. According to his publicly available FINRA BrokerCheck report, Kevin Barbalace has been the subject of multiple customer disputes.…
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