William Wyman Allegedly Sells Away From His Member Firm

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker William Wyman. According to his publicly available FINRA BrokerCheck report, William Wyman is the subject of a pending customer dispute.

William Wyman was a Florida based securities broker. He worked in the securities industry for sixteen years. During his career, he was registered with just two different securities firms. He is no longer working as a registered securities broker in any fashion.

His Registrations 

• Royal Alliance Associates (2000-2016)


• Ameriprise Financial Services (2016)

The Allegations 

In January 2017, a customer alleged that William Wyman managed their account negligently regarding an investment sold away from the firm. This case is currently pending. The customer is seeking $97,500 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with William Wyman, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.