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    • Alternative Investments
      • Non-Traded REITs
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    • Stockbroker Fraud
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jul 17
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Troy Tremblay Allegedly Sells Customers Illiquid And Speculative Alternative Investments

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Oakes & Fosher has filed an arbitration with the Financial Industry Regulatory Authority (FINRA) against Centaurus Financial due to alleged actions undertaken by registered securities broker Troy Tremblay. This complaint…
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Jul 17
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Demos Argyros Allegedly Churns A Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Demos Argyros. According to his publicly available FINRA BrokerCheck report, Demos Argyros has been…
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Jul 16
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Dana Hawkins Allegedly Recommends Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of securities broker Dana Hawkins. According to his publicly available FINRA BrokerCheck report, Dana Hawkins has been…
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Jul 16
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Leonard Kinsman Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is currently investigating allegations levied against former securities broker, Leonard Kinsman. According to his publicly available FINRA BrokerCheck report, Leonard Kinsman has been the subject of multiple…
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Jul 16
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John A. Busco Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or misconduct. The truth is investors who have lost money in…
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Jul 16
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Stephen Whittaker Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker misconduct. The truth is that investors may be entitled to damages if…
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Jul 16
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Shimshon Plotkin Allegedly Recommends Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker misconduct and/or negligence. Investors who believe they may have lost money in…
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Jul 16
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James T. Booth Allegedly Converted Customer Funds For His Own Personal Use

By Oakes & Fosher Current Investigations No Comments
A good deal of investors are unaware of the legal recourse available to them after losing money due to securities broker negligence or fraud. Investors that have lost money in…
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Jul 16
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Mark Kolta Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
Most investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or misconduct. Investors who believe they have lost money in this…
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Jul 16
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John M. James Allegedly Makes Unsuitable Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
Most investors are unaware of the legal recourse available to them after losing money due to securities broker misconduct and/or negligence. Investors who believe they have lost money in this…
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