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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jul 22
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Robert Berg Allegedly Recommends Speculative Investments

By Oakes & Fosher Current Investigations No Comments
Securities broker, Robert Berg, is currently being investigated by the law firm of Oakes & Fosher. His publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints…
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Jul 22
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James Heafner Allegedly Invests Customers In Unregistered Securities Away From His Member Firm

By Oakes & Fosher Current Investigations No Comments
Former securities broker, James Heafner, is currently being investigated by the law firm of Oakes & Fosher for possible negligence and/or misconduct. According to his publicly available FINRA BrokerCheck report,…
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Jul 18
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Paul Mante Allegedly Misrepresents Details Regarding Puerto Rico Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the actions of securities broker Paul Mante. According to his FINRA BrokerCheck report, Paul Mante, has received multiple customer complaints…
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Jul 18
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Kurt Jackson Allegedly Negligently Recommends Alternative Investments

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Oakes & Fosher is currently investigating securities broker Kurt Jackson regarding allegations of recommending non-traded real estate investment trusts, or non-traded REITs. According to his FINRA BrokerCheck report, Kurt Jackson…
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Jul 18
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Michael Greenfield Allegedly Breaches Contract

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating allegations levied against securities broker Michael Greenfield. According to his publicly available FINRA BrokerCheck report, Michael Greenfield has received multiple…
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Jul 18
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Ashley Woodard Allegedly Recommends Unsuitable Non-Traded REITs To Multiple Customers

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possibility that securities broker Ashley Woodard recommended alternative investments to multiple customers not suited for them. According to his…
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Jul 18
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Eric Weschke Allegedly Recommends An Unsuitable GPB Private Placement Product

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Securities broker, Eric Weschke, is currently being investigated by the law firm Oakes & Fosher for possible negligence and/or misconduct. According to his publicly available FINRA BrokerCheck report, Eric Weschke…
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Jul 18
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Michael Lyle Allegedly Recommends Unsuitable Products

By Oakes & Fosher Current Investigations No Comments
Michael Lyle is currently under investigation by the law firm of Oakes & Fosher. According to his publicly available FINRA BrokerCheck report, Michael Lyle has received multiple customer complaints over…
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Jul 18
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Peter Goffin Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of securities broker Peter Goffin. According to his publicly available FINRA BrokerCheck report, Peter Goffin has been…
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Jul 18
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Jeffrey Lon Smith Allegedly Provided Incorrect Information

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of securities broker Jeffrey Lon Smith. According to his publicly available FINRA BrokerCheck report, Jeffrey Lon Smith…
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