Firm News &amp; Case Results

June 19, 2019

Larry Fawcett Allegedly Churns His Customers’ Accounts

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Larry Fawcett. According to his publicly available FINRA BrokerCheck report, Larry Fawcett has been the subject of multiple customer disputes. Larry…

Ralph Savoie Allegedly Defrauds Multiple Customers

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ralph Savoie. According to his publicly available FINRA BrokerCheck report, Ralph Savoie has been the subject of numerous customer disputes. Ralph…

Bradley Freimark Allegedly Invests Numerous Customers In High-Risk and Illiquid Private Securities

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bradley Freimark. According to his publicly available FINRA BrokerCheck report, Bradley Freimark has been the subject of multiple disputes. Bradley…

Michael Keane Allegedly Invests Multiple Customers In Unsuitable Energy Stocks

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Keane. According to his publicly available FINRA BrokerCheck report, Michael Keane has been the subject of multiple customer disputes. Michael…

Laurence Torres Allegedly Uses High Pressure Sales Techniques

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Laurence Torres. According to his publicly available FINRA BrokerCheck report, Laurence Torres has been the subject of multiple customer disputes.…

John Jumper Allegedly Embezzles $5.7 Million From A Company’s Pension Plan

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Jumper. John Jumper was a Tennessee based securities broker. He worked in the securities industry for seventeen years. During his career, he was…

Marcus D. Parker Terminated From Wells Fargo Clearing Services Following Allegations Of Misappropriating Customer Funds

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Marcus D. Parker. According to his publicly available FINRA BrokerCheck report, Marcus D. Parker has been the subject of a customer dispute and FINRA…

Paul W. Smith Allegedly Defrauds Numerous Investors Over A Twenty-Five Year Long Ponzi Scheme

Oakes & Fosher is currently investigating the possible negligence or misconduct of former securities broker Paul W. Smith. According to his publicly available FINRA BrokerCheck report, Paul W. Smith has been the subject of numerous customer disputes received…

Roger Zullo Barred By The State Of Massachusetts Following Allegations Of Selling Highly Unsuitable Variable Annuities

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Roger Zullo. According to his publicly available FINRA BrokerCheck report, Roger Zullo has been the subject of multiple customer disputes. Roger Zullo…

Cornelius Peterson Pleads Guilty To Bank Fraud, Conspiracy, And Investment Adviser Fraud

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Cornelius Peterson. Cornelius Peterson was a Massachusetts based securities broker. He worked in the securities industry for five years. He spent his…

Nicolas Barrios Discharged From UBS Financial Services

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Nicolas Barrios. According to his publicly available FINRA BrokerCheck report, Nicolas Barrious has been the subject of a customer dispute. Nicolas…