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Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Jonathan Freeze Allegedly Sells Private Investments Outside The Scope Of His Member Firm
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Jonathan Freeze. According to his publicly available FINRA BrokerCheck report, Jonathan Freeze has been the subject of multiple customer disputes.…
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Current Investigations John Correnti Barred From The Securities Industry
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker John Correnti. According to his publicly available FINRA BrokerCheck report, John Correnti has been the subject of a FINRA sanction and an employment…
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Current Investigations David Reynolds Allegedly Misappropriates Customer Funds
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker David Reynolds. According to his publicly available FINRA BrokerCheck report, David Reynolds has been the subject of multiple customer disputes all…
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Current Investigations Daniel Vazquez Allegedly Misappropriates Customer Funds
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law firm of Oakes…
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Current Investigations Matthew Peregoy Allegedly Engaged In Unethical Business Practices
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is…
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Current Investigations James Unger Allegedly Misappropriates $267,664 From A Customer Over A Four Year Period
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker James Unger. According to his publicly available FINRA BrokerCheck report, James Unger has been the subject of multiple customer disputes. James…
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Current Investigations Michael Siegel Allegedly Churns His Clients’ Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Siegel. According to his publicly available FINRA BrokerCheck report, Michael Siegel has been the subject of multiple customer disputes.…
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Current Investigations Brandon Stimpson Allegedly Implements Unsuitable Investment Strategies
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law firm of Oakes…
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Current Investigations Mark Kaplan Allegedly Churns The Account Of An Elderly Customer With Dementia
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth of the matter is that investors who have lost money in this fashion may actually be entitled to damages. The law…
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Current Investigations Anthony Diaz Allegedly Inflates Customers’ Net Worth
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Anthony Diaz. According to his publicly available FINRA BrokerCheck report, Anthony Diaz has been the subject of numerous customer disputes. Anthony…
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Current Investigations Kevin Wanner Sentenced To Over Eleven Years In Prison Due To Converting Customer Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Wanner. Kevin Wanner was a North Dakota based securities broker. He worked in the securities industry for thirty years. During his career, he…
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Current Investigations Sanders Spangler Allegedly Executes Trades Without Authorization
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Sanders Spangler. According to his publicly available FINRA BrokerCheck report, Sanders Spangler has been the subject of multiple customer disputes.…
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