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Firm News & Case Results

Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.

Current Investigations
July 16, 2019

Shimshon Plotkin Allegedly Recommends Unsuitable Non-Traded REITs

Many investors are unaware of the legal recourse available to them after losing money due to securities broker misconduct and/or negligence. Investors who believe they may have lost money in this fashion may entitled to damages. The law firm of Oakes & Fosher…

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Current Investigations
July 16, 2019

James T. Booth Allegedly Converted Customer Funds For His Own Personal Use

A good deal of investors are unaware of the legal recourse available to them after losing money due to securities broker negligence or fraud. Investors that have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is…

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Current Investigations
July 16, 2019

John M. James Allegedly Makes Unsuitable Investment Recommendations

Most investors are unaware of the legal recourse available to them after losing money due to securities broker misconduct and/or negligence. Investors who believe they have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher…

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Current Investigations
July 10, 2019

Matthew Crafa Accused Of Negligence

The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of securities broker Matthew Crafa. According to his publicly available FINRA BrokerCheck report, Matthew Crafa is currently the subject of a pending customer…

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Current Investigations
July 10, 2019

Craig Siegel Allegedly Churned His Customers’ Accounts

Many investors are unaware of the legal recourse available to them after losing money due to securities fraud and/or negligence. Investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is currently interested…

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Current Investigations
July 10, 2019

Veronica Lopez Allegedly Recommends Unsuitable Securities

Many investors are unaware of the legal recourse available to them after losing money from securities broker negligence and/or fraud. Investors who believe they may have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is…

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Current Investigations
July 10, 2019

Caeron McClintock Allegedly Breaches His Fiduciary Duty

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. Investors who feel they have lost money in this fashion may be entitled to damages. Oakes & Fosher is currently interested…

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Current Investigations
July 10, 2019

Robert Leis Allegedly Exercises Discretion Without The Proper Authorization

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. Investors who believe they have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is…

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Current Investigations
July 10, 2019

Daniel Joe Wilson Allegedly Converts Customer Funds

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. Investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is currently…

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Current Investigations
July 9, 2019

Brad Lawing Allegedly Recommends Unsuitable Securities

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. Investors who believe that they may have lost money in this fashion may be entitled to damages. The law firm of Oakes &…

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Current Investigations
July 9, 2019

Joshua Bradley Allegedly Executed Trades With A Firm He Was No Longer Associated With

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who lose money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is…

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Current Investigations
July 9, 2019

Mickey Long Allegedly Recommends Unsuitable Securities

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money in this manner may be entitled to damages. The law firm of Oakes & Fosher is…

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