Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who lose money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is interested in hearing from investors who feel this may be them.

Oakes & Fosher is currently investigating the possible misconduct of securities broker Joshua Bradley. According to his publicly available FINRA BrokerCheck report, Joshua Bradley has been the subject of a FINRA sanction.

Joshua Bradley worked as a South Carolina based securities broker. He worked in the securities industry for nine years. During his career, he was registered with five different securities firms.

His Registrations

  • Edward Jones (2006)
  • First Allied Securities (2007-2008)
  • Gunnallen Financial (2008)
  • Voya Financial Advisors (2008-2015)
  • Merrill Lynch (2015-2016)

The Allegations

Joshua Bradley was sanctioned by FINRA in November 2017. The findings in this matter state that he placed eight trades in five customer accounts at a securities firm that he was no longer associated with. Due to these alleged actions, he was fined $15,000 and suspended from acting as a securities broker in any fashion for a period of six months.

Oakes & Fosher Can Help

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Joshua Bradley, please contact Oakes & Fosher for a free and private consultation.