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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Sep 06
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Russell Blum Allegedly Recommends An Unsuitable Holding Strategy

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Russell Blum. According to his publicly available FINRA BrokerCheck report, Russell Blum has been…
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Sep 06
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broker negligence attorney - Oakes & Fosher

William Burks Allegedly Fails To Disclose The Illiquidity Of Alternative Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker William Burks. According to his publicly available FINRA BrokerCheck report, William Burks has been…
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Sep 06
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AdobeStock 82289628

Daniel Davila Allegedly Recommends Highly Unsuitable Alternative Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Daniel Davila. According to his publicly available FINRA BrokerCheck report, Daniel Davila has…
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Sep 06
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Thomas Burns Negligently Inflates His Customers’ Net Worth

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Thomas Burns. According to his publicly available FINRA BrokerCheck report, Thomas Burns has…
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Sep 06
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Mark Lamkin Discharged From LPL Financial

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Mark Lamkin. According to his publicly available FINRA BrokerCheck report, Mark Lamkin has been…
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Sep 05
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Timothy Johnson Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Timothy Johnson. According to his publicly available FINRA BrokerCheck report, Timothy Johnson has…
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Sep 05
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AdobeStock 162607891

Jason Williams Allegedly Fails To Diversify A Customer’s Account

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jason Williams. According to his publicly available FINRA BrokerCheck report, Jason Williams has…
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Sep 05
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Robert Scott Smith Allegedly Recommends Unsuitable Private Placements

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Robert Scott Smith. According to his publicly available FINRA BrokerCheck report, Robert Scott Smith…
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Sep 05
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AdobeStock 191377535

Eric Savell Allegedly Recommends An Unapproved Private Security

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fohser is presently investigating the alleged misconduct of former securities broker Eric Savell. According to his publicly available FINRA BrokerCheck report, Eric Savell has…
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Sep 04
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AdobeStock 209759302

Bernard Adair Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Bernard Adair. According to his publicly available FINRA BrokerCheck report, Bernard Adair has been…
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