Firm News &amp; Case Results

Dean Grant Faces Criminal Charges Of Insurance Fraud, Forgery, and Theft By Taking

The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct by former securities broker Dean Grant. His publicly available FINRA BrokerCheck report shows that he is currently facing pending criminal charges. Dean Grant…

Lawrence Ira Goldstein Allegedly Recommends Unsuitable Investments

Oakes & Fosher is currently investigating the possible negligence and/or misconduct by securities broker Lawrence Ira Goldstein. According to his publicly available FINRA BrokerCheck report, Lawrence Ira Goldstein has received multiple customer complaints…

Mark Augusta Accused Of Financial Elder Abuse

The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of securities broker Mark Augusta. His publicly available FINRA BrokerCheck report shows that Mark Augusta has received multiple customer complaints over the…

William Council Allegedly Recommends Unsuitable Securities

The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of securities broker William Council. His publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course…

Andrew Burdsall Allegedly Misrepresents Key Details About Investments

The law firm of Oakes & Fosher is currently investigating the alleged misconduct and/or negligence of securities broker Andrew Burdsall. According to his publicly available FINRA BrokerCheck report, Andrew Burdsall has received multiple customer complaints…

Peter Bakalis Allegedly Forges Customer Signatures

Oakes & Fosher is currently investigating the alleged misconduct and/or negligence of securities broker Peter Bakalis. According to his publicly available FINRA BrokerCheck report, Peter Bakalis received a complaint from a customer in 2018. Peter Bakalis is…

Matthew Buchsbaum Allegedly Implements The Highly Unsuitable Yield Enhancement Strategy

The law firm of Oakes & Fosher is currently investigating securities broker Matthew Buchsbaum's potential involvement in what is known as the Yield Enhancement Strategy--also known as the YES strategy. According to his publicly available FINRA BrokerCheck…

Scott Rosenberg Allegedly Recommends The Unsuitable Yield Enhancement Strategy

The law firm of Oakes & Fosher is currently investigating securities broker Scott Rosenberg for possible negligence and/or misconduct. Scott Rosenberg is a New York based securities broker. He has worked in the securities industry for twenty-one years. During…

Robert Berg Allegedly Recommends Speculative Investments

Securities broker, Robert Berg, is currently being investigated by the law firm of Oakes & Fosher. His publicly available FINRA BrokerCheck report shows that he has received multiple customer complaints over the course of his career. Robert Berg currently…

James Heafner Allegedly Invests Customers In Unregistered Securities Away From His Member Firm

Former securities broker, James Heafner, is currently being investigated by the law firm of Oakes & Fosher for possible negligence and/or misconduct. According to his publicly available FINRA BrokerCheck report, James Heafner received multiple complaints over…