Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations William Gammon Allegedly Places Multiple Customers In Illiquid Private Placements
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is…
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Current Investigations Andrew Yocum Receives Numerous Complaints Of Allegedly Recommending Unsuitable Securities
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is…
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Current Investigations Rodger Burskey Allegedly Engages In Excessive And Unauthorized DiscretionaryTrading
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or fraud. The truth is that investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher…
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Current Investigations Gary Saitowitz Allegedly Invests Multiple Customers In Unsuitable Non-Traded REITs
Many investors are unaware of the legal recourse available to them after losing money due to securities fraud and/or negligence. The truth is that investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is…
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Current Investigations Michael Babyak Allegedly Engages In Unapproved Private Securities Transactions
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or fraud. The truth is that investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher…
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Current Investigations Robert Tricarico Allegedly Converted Over $1.2 Million For His Own Personal Use
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher…
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Current Investigations Summit Brokerage Services Ignores Alerts Of Excessive Trading
Summit Brokerage Services was sanctioned by FINRA in July 2019. The findings in this matter were that between January 2012 and March 2017, the firm ignored automated alerts regarding its brokers' trading activity. It was determined by FINRA that had Summit…
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Alternative Investment Donald Toomer Allegedly Initiates “Pump and Dump” Scheme
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is…
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Current Investigations Hugh Levey Barred From The Securities Industry
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher…
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Current Investigations Michael Paesano Allegedly Excessively Trades His Customers’ Accounts
Many investors are unaware of the legal recourse available to them after losing money due to securities broker misconduct and/or negligence. The truth is investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher…
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Current Investigations Dion Padilla Allegedly Misrepresents Variable Annuity Details To Multiple Customers
A lot of investors are not aware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes &…
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Current Investigations Kelly Althar Allegedly Over-Concentrated An Elderly Customer’s Account In Unsuitable Securities
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Kelly Althar. According to his publicly available FINRA BrokerCheck report, Kelly Althar has been the subject of a FINRA sanction. Kelly Althar…
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