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    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
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    • Stockbroker Fraud
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Aug 21
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Dean Kajouras Allegedly Fails To Diversify His Customers’ Portfolios

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that people who have lost money…
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Aug 20
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John R. Holland Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker John R. Holland. According to his publicly available FINRA BrokerCheck report, John R. Holland…
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Aug 20
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Jeffrey Paul Davis Allegedly Over-Concentrates His Customers’ Accounts In Unsuitable Non-Traded REITs

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating the possible misconduct of securities broker Jeffrey Paul Davis. According to his publicly available FINRA BrokerCheck report, Jeffrey Paul Davis has been the subject…
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Aug 19
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Nancy Glassman Allegedly Recommends Unsuitable Products

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Nancy Glassman. According to her publicly available FINRA BrokerCheck report, Nancy Glassman has been…
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Aug 19
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Michael Ollmann Allegedly Engages In Churning

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is interested in hearing from investors who believe they have lost money investing with securities broker Michael Ollmann. Oakes & Fosher has filed…
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Aug 12
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Douglas Lamb Allegedly Recommends Highly Unsuitable Leveraged ETFs

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating the possible misconduct of securities broker Douglas Lamb. According to his publicly available FINRA BrokerCheck report, Douglas Lamb has been the subject of multiple…
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Aug 12
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Larry Crabtree Allegedly Provides Inaccurate Financial Information

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is currently investigating the possible misconduct of former securities broker Larry Crabtree. According to his publicly available FINRA BrokerCheck report, Larry Crabtree has been the subject of…
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Aug 12
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Robert Fehrman Allegedly Recommends Highly Unsuitable Alternative Investments To His Elderly Customers

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating the alleged misconduct of securities broker Fehrman. According to his publicly available FINRA BrokerCheck report, Robert Fehrman is the subject of a pending customer…
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Aug 12
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Glenn King Allegedly Fraudulently Misrepresents Details Of UIT Transactions

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Glenn King. According to his publicly available FINRA BrokerCheck report, Glenn King has been the subject of…
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Aug 12
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Frederick Stow Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is presently investigating the possible misconduct of former securities broker Frederick Stow. According to his publicly available FINRA BrokerCheck report, Frederick Stow has been the subject of…
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