Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Michael Greenfield Allegedly Breaches Contract
The law firm of Oakes & Fosher is currently investigating allegations levied against securities broker Michael Greenfield. According to his publicly available FINRA BrokerCheck report, Michael Greenfield has received multiple customer complaints over the…
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Alternative Investment Ashley Woodard Allegedly Recommends Unsuitable Non-Traded REITs To Multiple Customers
The law firm of Oakes & Fosher is currently investigating the possibility that securities broker Ashley Woodard recommended alternative investments to multiple customers not suited for them. According to his publicly available FINRA BrokerCheck report, he has…
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Alternative Investment Eric Weschke Allegedly Recommends An Unsuitable GPB Private Placement Product
Securities broker, Eric Weschke, is currently being investigated by the law firm Oakes & Fosher for possible negligence and/or misconduct. According to his publicly available FINRA BrokerCheck report, Eric Weschke has received multiple complaints over the…
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Current Investigations Michael Lyle Allegedly Recommends Unsuitable Products
Michael Lyle is currently under investigation by the law firm of Oakes & Fosher. According to his publicly available FINRA BrokerCheck report, Michael Lyle has received multiple customer complaints over the course of his career. Oakes & Fosher is trying to…
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Current Investigations Peter Goffin Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is currently investigating the possible misconduct of securities broker Peter Goffin. According to his publicly available FINRA BrokerCheck report, Peter Goffin has been the subject of multiple customer complaints over the…
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Current Investigations Jeffrey Lon Smith Allegedly Provided Incorrect Information
The law firm of Oakes & Fosher is currently investigating the possible misconduct of securities broker Jeffrey Lon Smith. According to his publicly available FINRA BrokerCheck report, Jeffrey Lon Smith has been the subject of a customer dispute. Jeffrey Lon…
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Alternative Investment Troy Tremblay Allegedly Sells Customers Illiquid And Speculative Alternative Investments
Oakes & Fosher has filed an arbitration with the Financial Industry Regulatory Authority (FINRA) against Centaurus Financial due to alleged actions undertaken by registered securities broker Troy Tremblay. This complaint was filed on behalf of an elderly…
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Current Investigations Demos Argyros Allegedly Churns A Customer’s Account
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Demos Argyros. According to his publicly available FINRA BrokerCheck report, Demos Argyros has been the subject of multiple customer complaints over the…
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Current Investigations Dana Hawkins Allegedly Recommends Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is currently investigating the possible misconduct of securities broker Dana Hawkins. According to his publicly available FINRA BrokerCheck report, Dana Hawkins has been the subject of multiple customer complaints over the…
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Current Investigations Leonard Kinsman Allegedly Makes Unsuitable Investment Recommendations
Oakes & Fosher is currently investigating allegations levied against former securities broker, Leonard Kinsman. According to his publicly available FINRA BrokerCheck report, Leonard Kinsman has been the subject of multiple complaints over the course of the…
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Current Investigations John A. Busco Allegedly Recommends Unsuitable Investments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or misconduct. The truth is investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher…
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Current Investigations Stephen Whittaker Allegedly Executes Unauthorized Trades
Many investors are unaware of the legal recourse available to them after losing money due to securities broker misconduct. The truth is that investors may be entitled to damages if they have lost money in this fashion. The law firm of Oakes & Fosher is…
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