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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Sep 04
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Ricardo Turlan Allegedly Engages In An Unauthorized Use Of Discretion

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Ricardo Turlan. According to his publicly available FINRA BrokerCheck report, Ricardo Turlan has…
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Aug 30
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Philip Sheridan Terminated From Ameriprise Financial

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Philip Sheridan. According to his publicly available FINRA BrokerCheck report, Philip Sheridan has…
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Aug 30
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Darren Kubiak Allegedly Places Investors In The Highly Unsuitable GPB Capital Funds

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Darren Kubiak. According to his publicly available FINRA BrokerCheck report, Darren Kubiak has been…
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Aug 30
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Jim King Mui Allegedly Unsuitably Recommends A Customer Surrender An Annuity

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Jim King Mui. According to his publicly available FINRA BrokerCheck report, Jim King Mui…
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Aug 30
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Christopher Neston Allegedly Recommends Illiquid Alternative Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Christopher Neston. According to his publicly available FINRA BrokerCheck report, Christopher Neston has been…
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Aug 30
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UBS Financial’s Yield Enhancement Strategy

David Rockwell Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker David Rockwell. According to his publicly available FINRA BrokerCheck report, David Rockwell has…
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Aug 30
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Robert Weissbein Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Robert Weissbein. According to his publicly available FINRA BrokerCheck report, Robert Weissbein has been…
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Aug 28
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Merid Amde Allegedly Engages In Unauthorized Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Merid Amde. According to his publicly available FINRA BrokerCheck report, Merid Amde has…
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Aug 28
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Christos Kalatoudis Allegedly Breaches Contract

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Christos Kalatoudis. Accourding to his publicly available FINRA BrokerCheck report, Christos Kalatoudis has…
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Aug 28
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Brenda Ann Smith Allegedly Breaches Her Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Brenda Ann Smith. According to her publicly available FINRA BrokerCheck report, Brenda Ann…
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