Veronica Lopez Allegedly Recommends Unsuitable Securities
July 10, 2019
Many investors are unaware of the legal recourse available to them after losing money from securities broker negligence and/or fraud. Investors who believe they may have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is currently interested in hearing from investors who believe this may be them.
Oakes & Fosher is currently investigating the possible misconduct of former securities broker Veronica Lopez. According to her publicly available FINRA BrokerCheck report, Veronic Lopez has been the subject of a customer dispute.
Veronica Lopez was a Florida based securities broker. She worked in the securities industry for six years. During her career, she was registered with four different securities firms.
Her Registrations
- Chase Investment Services (2010-2012)
- J.P. Morgan Securities (2012-2014)
- Morgan Stanley (2014-2015)
- Wells Fargo Advisors (2016)
The Allegations
In February 2017, a customer alleged that Veronica Lopez' investment recommendations were unsuitable.
Oakes & Fosher Can Help
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Veronica Lopez, please contact Oakes & Fosher for a free and private consultation.
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