Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Christopher Hellman Allegedly Misappropriates Customer Funds
The law firm of Oakes & Fosher is currently investigating former securities broker Christopher Hellman. According to his publicly available FINRA BrokerCheck report, Christopher Hellman has been the subject of multiple customer disputes. Christopher Hellman…
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Current Investigations Gregory Jon Williams Allegedly Engages In Securities Fraud
The law firm of Oakes & Fosher is currently investigating securities broker Gregory Jon Williams for possible negligence and/or misconduct. According to his publicly available FINRA BrokerCheck report, Gregory Jon Williams has been the subject of multiple…
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Current Investigations Michael Freeman Allegedly Churns The Account Of An Elderly Customer
Oakes & Fosher is currently investigating the possible negligence and/or misconduct of former securities broker Michael Freeman. According to his publicly available FINRA BrokerCheck report, Michael Freeman became the subject of a customer complaint in…
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Current Investigations Stuart Henley Allegedly Churns His Customer’s Account
The law firm of Oakes & Fosher is currently investigating the alleged misconduct and/or negligence of former securities broker Stuart Henley. According to his publicly available FINRA BrokerCheck report, Stuart Henley has multiple marks on his record that…
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Current Investigations Dominic Tropiano Allegedly Recommends Highly Unsuitable Leveraged ETFs
The law firm of Oakes & Fosher is currently investigating the alleged negligence and/or misconduct by former securities broker Dominic Tropiano. According to his publicly available FINRA BrokerCheck report, Dominic Tropiano received multiple customer…
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Current Investigations Robert Salles Allegedly Engages In Misrepresentation
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct by securities broker Robert Salles. According to his publicly available FINRA BrokerCheck report, Robert Salles has been the subject of multiple customer…
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Current Investigations Kevin R. Wilson Allegedly Recommends Unsuitable Securities
The law firm of Oakes & Fosher is currently investigating the possible misconduct and/or negligence of securities broker Kevin R. Wilson. According to his publicly available FINRA BrokerCheck report, Kevin R. Wilson has been the subject of multiple customer…
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Current Investigations William Franklin Richardson Allegedly Recommends Unsuitable Securities
Oakes & Fosher is currently investigation the possible misconduct and/or negligence of securities broker William Franklin Richardson. According to his publicly available FINRA BrokerCheck report, William Franklin Richardson was the subject of multiple…
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Current Investigations Stephen Carver Allegedly Engages In Financial Elder Abuse
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct by former securities broker Stephen Carver. According to his publicly available FINRA BrokerCheck report shows that he has been the subject of multiple…
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Current Investigations Philip Rosensweig Allegedly Breaches Contract
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct by securities broker Philip Rosensweig. According to his publicly available FINRA BrokerCheck report, Philip Rosensweig received multiple customer complaints…
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Current Investigations Daniel Todd Levine Allegedly Engages In Undisclosed Business Activities Without Authorization
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct by former securities broker Daniel Todd Levine. According to his publicly available FINRA BrokerCheck report, Daniel Todd Levine received multiple sanctions…
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Current Investigations Kristian M. Gaudet Allegedly Converts Customer Funds
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of former securities broker Kristian M. Gaudet. According to his publicly available FINRA BrokerCheck report, Kristian M. Gaudet was sanctioned by FINRA and…
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