Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations William Campbell Allegedly Makes Unsuitable Investment Recommendations
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher…
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Current Investigations Paul Bonaccini Allegedly Engages In Unauthorized Trading
Oakes & Fosher is presently investigating the alleged misconduct of securities broker Paul Bonaccini. According to his publicly available FINRA BrokerCheck report, Paul Bonaccini has been the subject of a customer dispute and has been terminated from one of…
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Current Investigations Anthony Frederick Hobson Allegedly Makes Material Misrepresentations About A Speculative Non-Traded REIT
Oakes & Fosher is presently investigating securities broker Anthony Frederick Hobson. According to his publicly available FINRA BrokerCheck report, Anthony Frederick Hobson has been the subject of multiple customer complaints over the course of his career.…
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Current Investigations John Wyshak Allegedly Engages In Churning
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker John Wyshak. According to his publicly available FINRA BrokerCheck report, John Wyshak has been the subject of multiple customer disputes. John…
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Current Investigations John Dobbertin Allegedly Misrepresents Material Facts
Oakes & Fosher is currently investigating securities broker John Dobbertin. According to his publicly available FINRA BrokerCheck report, John Dobbertin is currently the subject of a pending customer complaint. John Dobbertin is presently working as a New…
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Current Investigations Michael Mackay Allegedly Refers Customers To An Unapproved Outside Security
Oakes & Fosher is currently investigating the possible negligence and/or misconduct of former securities broker Michael Mackay. According to his publicly available FINRA BrokerCheck report, Michael Mackay was recently barred from the securities industry.…
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Current Investigations Fred R. Brown Allegedly Solicits Fraudulent Loans From Multiple Customers
Oakes & Fosher is currently investigating former securities broker Fred R. Brown for possible fraud or negligence. According to his publicly available FINRA BrokerCheck report, Fred R. Brown has been the subject of multiple customer disputes. Fred R. Brown…
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Current Investigations William Slone Allegedly Engages In Unauthorized Trading
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of former securities broker William Slone. According to his publicly available FINRA BrokerCheck report, William Slone has been the subject of multiple…
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Current Investigations Mark Ciriaco Allegedly Converts The Funds Of A Non-Profit
The law firm of Oakes & Fosher is currently investigating former securities broker Mark Ciriaco for possible negligence and/or misconduct. According to his publicly available FINRA BrokerCheck report, Mark Ciriaco was sanctioned by FINRA in November 2015.…
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Current Investigations Ricky Mantei Allegedly Recommends Unsuitable Securities
The law firm of Oakes & Fosher is currently investigating securities broker Ricky Mantei for possible negligence and/or misconduct. According to his publicly available FINRA BrokerCheck report, Ricky Mantei has been the subject of multiple customer complaints…
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Current Investigations David Phillips Allegedly Recommends An Unsuitable Security
Oakes & Fosher is currently investigating the possible negligence and/or misconduct by former securities broker David Phillips. According to his publicly available FINRA BrokerCheck report, David Phillips became the subject of a customer dispute filed in…
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Current Investigations Wenjinn Chang Allegedly Invests His Customer In Unsuitable Non-Traded REITs
Oakes & Fosher is currently investigating the possible negligence and/or misconduct by securities broker Wenjinn Chang. According to his publicly available FINRA BrokerCheck report, Wenjinn Chang has been the subject of multiple customer disputes over the…
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