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      • Non-Traded REITs
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Sep 20
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Joseph Andreoli Allegedly Recommends Unsuitable Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Andreoli. According to his publicly available FINRA BrokerCheck report, Joseph Andreoli has been…
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Sep 20
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Jack David Stone Allegedly Engages In Unauthorized Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jack David Stone. According to his publicly available FINRA BrokerCheck report, Jack David…
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Sep 20
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Michael Carter Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Carter. According to his publicly available FINRA BrokerCheck report, Michael Carter has…
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Sep 19
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Thomas Borruso Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas Borruso. According to his publicly available FINRA BrokerCheck report, Thomas Borruso has…
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Sep 19
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Fadi Soliman Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Fadi Soliman. According to his publicly available FINRA BrokerCheck report, Fadi Soliman has…
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Sep 19
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Anthony Roegiers Resigns From Pruco Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Anthony Roegiers. According to his publicly available FINRA BrokerCheck report, Anthony Roegiers recently…
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Sep 19
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Robert Escobio Allegedly Defrauds Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Escobio. According to his publicly available FINRA BrokerCheck report, Robert Escobio has…
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Sep 19
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John Atchison Allegedly Engages In Unauthorized Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Atchison. According to his publicly available FINRA BrokerCheck report, John Atchison has been…
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Sep 18
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Brian Dijulio Allegedly Engages In Unapproved Discretionary Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Brian Dijulio. According to his publicly available FINRA BrokerCheck report, Brian Dijulio has…
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Sep 18
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AdobeStock 224219585

David Fleming Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Fleming. According to his publicly available FINRA BrokerCheck report, David Fleming has…
Read More
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