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The law firm of Oakes & Fosher is presently investigating the possible misconduct of securities broker Scott Andersen. According to his publicly available FINRA BrokerCheck report, Scott Andersen is the subject of a pending customer dispute.

Scott Andersen is a California based securities broker. He has worked in the securities industry for eighteen years. During his career, he was registered with two different securities firms.

His Registrations

  • Morgan Stanley (2001-2006)
  • Wedbush Securities (2006-Present)

The Allegations

In May 2019, a customer alleged that Scott Andersen engaged in fraud by converting their funds. This case is currently pending. The customer is seeking $400,000 in damages.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Scott Anderson, please contact Oakes & Fosher for a free and private consultation.