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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Nov 15
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Katherine Nishnic Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Katherine Nishnic. According to her publicly available FINRA BrokerCheck report, Katherine Nishnic has been…
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Nov 15
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William B. Baum Allegedly Fails To Recommend Suitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker William B. Baum. According to his publicly available FINRA BrokerCheck report, William B. Baum…
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Nov 15
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Thomas H. Lawrence III Allegedly Makes Fraudulent Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas H. Lawrence III. According to his publicly available FINRA BrokerCheck report, Thomas…
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Nov 15
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Michael Barry Carter Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Barry Carter. According to his publicly available FINRA BrokerCheck report, Michael Barry…
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Nov 15
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Donald Teboe Barred By FINRA Following Allegations Of Unsuitable Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Donald Teboe. He was a Michigan based securities broker. He worked in the…
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Nov 15
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Kevin Gunnip Barred Following Allegations Of Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Gunnip. According to his publicly available FINRA BrokerCheck report, Kevin Gunnip has…
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Nov 15
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Robert Kahn Allegedly Engages In Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Kahn. According to his publicly available FINRA BrokerCheck report, Robert Kahn has…
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Nov 14
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Lance Ziesemer Allegedly Institutes A Highly Unnecessary Short-Term UIT Trading Strategy

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Lance Ziesemer. According to his publicly available FINRA BrokerCheck report, Lance Ziesemer has…
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Nov 14
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Benjamin Lowder Allegedly Solicits Investments For Fictitious Entities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Benjamin Lowder. According to his publicly available FINRA BrokerCheck report, Benjamin Lowder has…
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Nov 12
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James Lamont Allegedly Recommends Customers Invest In The Fraudulent Woodbridge Group Of Companies

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Lamont. According to his publicly available FINRA BrokerCheck report, James Lamont has…
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