Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Thomas Borruso Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas Borruso. According to his publicly available FINRA BrokerCheck report, Thomas Borruso has been the subject of a customer dispute. Thomas…
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Current Investigations Fadi Soliman Allegedly Executes Unauthorized Trades
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Fadi Soliman. According to his publicly available FINRA BrokerCheck report, Fadi Soliman has been the subject of multiple customer disputes. Fadi…
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Current Investigations Anthony Roegiers Resigns From Pruco Securities
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Anthony Roegiers. According to his publicly available FINRA BrokerCheck report, Anthony Roegiers recently left the securities industry. Anthony…
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Current Investigations Robert Escobio Allegedly Defrauds Customers
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Escobio. According to his publicly available FINRA BrokerCheck report, Robert Escobio has been the subject of a customer dispute and a sanction…
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Current Investigations John Atchison Allegedly Engages In Unauthorized Discretionary Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker John Atchison. According to his publicly available FINRA BrokerCheck report, John Atchison has been the subject of a FINRA sanction. John Atchison is a…
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Current Investigations Brian Dijulio Allegedly Engages In Unapproved Discretionary Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Brian Dijulio. According to his publicly available FINRA BrokerCheck report, Brian Dijulio has been the subject of multiple customer disputes. Brian…
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Current Investigations David Fleming Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Fleming. According to his publicly available FINRA BrokerCheck report, David Fleming has been the subject of a customer dispute. David Fleming…
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Current Investigations John Hardin Alexander Allegedly Engages In Unauthorized Discretionary Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Hardin Alexander. According to his publicly available FINRA BrokerCheck report, John Hardin Alexander has been the subject of a customer dispute…
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Current Investigations David Antypas Allegedly Engages In Financial Elder Abuse
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker David Antypas. According to his publicly available FINRA BrokerCheck report, David Antypas has been the subject of a FINRA sanction. David Antypas…
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Current Investigations Robert Montes Allegedly Engages In Financial Elder Abuse
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Montes. According to his publicly available FINRA BrokerCheck report, Robert Montes has been the subject of a customer complaint and a FINRA…
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Current Investigations Richard Cagle Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Richard Cagle. According to his publicly available FINRA BrokerCheck report, Richard Cagle has been the subject of a customer dispute and a FINRA…
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Current Investigations Paul Pitsironis Allegedly Converts His Customer’s Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Paul Pitsironis, also known as Apostolos Pitsironis. According to his publicly available FINRA BrokerCheck report, Paul Pitsironis has been the…
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