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    • Alternative Investments
      • Non-Traded REITs
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Nov 25
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Ryan Botner Allegedly Forges A Customer’s Signature

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ryan Botner. According to his publicly available FINRA BrokerCheck report, Ryan Botner has…
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Nov 22
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Johnnie M. Jones Allegedly Makes Material Misrepresentations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Johnnie M. Jones. According to his publicly available FINRA BrokerCheck report, Johnnie M. Jones…
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Nov 22
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Gregory Ricker Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gregory Ricker. According to his publicly available FINRA BrokerCheck report, Gregory Ricker has…
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Nov 22
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Margareta Childs Allegedly Breaches Loan Agreements

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Margareta Childs. According to her publicly available FINRA BrokerCheck report, Margareta Childs is…
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Nov 22
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Keith Wakefield Allegedly Executes Fraudulent Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Keith Wakefield. He was an Illinois based securities broker. He worked in the…
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Nov 22
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Thomas Stappas Allegedly Recommends Private Investments Without Member Firm Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas Stappas. According to his publicly available FINRA BrokerCheck report, Thomas Stappas has…
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Nov 22
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Clayton Wertz Allegedly Solicits A Loan Under Fraudulent Pretenses

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Clayton Wertz. According to his publicly available FINRA BrokerCheck report, Clayton Wertz has…
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Nov 19
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Joseph Likens Allegedly Engages In Selling Away

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Joseph Likens. According to his publicly available FINRA BrokerCheck report, Joseph Likens has…
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Nov 19
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Stefan Pastor Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Stefan Pastor. According to his publicly available FINRA BrokerCheck report, Stefan Pastor has…
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Nov 19
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Jody Bowers Allegedly Recommends Unsuitable Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Jody Bowers. According to his publicly available FINRA BrokerCheck report, Jody Bowers has…
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