The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Anthony Roegiers. According to his publicly available FINRA BrokerCheck report, Anthony Roegiers recently left the securities industry.
Anthony Roegiers was a New Jersey based securities broker. He worked in the securities industry for three years. During his career, he was registered with two different securities firms.
His Registrations
- AXA Advisors (2015-2017)
- Pruco Securities (2017-2019)
The Allegations
Anthony Roegiers resigned from his position at Pruco Securities in April 2019. This was amidst allegations that forged a customer’s electronic signature on an annuity application and impersonated the customer over the phone when communicating with their previous broker-dealer.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Anthony Roegiers, please contact Oakes & Fosher for a free and private consultation.
