The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Anthony T. Conti. According to his publicly available FINRA BrokerCheck report, Anthony T. Conti has been the subject of a customer dispute.

Anthony T. Coni is presently operating as a Pennsylvania based securities broker. He has worked in the securities industry for thirty-three years. During his career, he has been registered with four different securities firms.

His Registrations 

  • Mellon Financial Services (1986-1988)
  • Commonwealth Securities and Investments (1988-2009)
  • Ross, Sinclair, & Associates (2009-2017)
  • Boenning & Scattergood (2017-Present)

The Allegations

In October 2016, three Ross, Sinclair & Associates customers alleged that Anthony T. Conti was complicit in making material misrepresentations that resulted in a loss of principal. This case is currently pending. The customers are seeking a total of $2.2 million in damages.

What Does This Mean?

Misrepresentation is a serious allegation due to its consequences. It takes place when a broker provides a customer with falsified information about their investments or potential investments. There are two types of misrepresentation that can occur. Brokers can make misrepresentations to their customers with fraudulent intent meant to achieve their own selfish goal, or they may make misrepresentations by accident through their own negligence. Regardless of intent, misrepresentation can cause serious financial harm to customers due to the fact that it can cause financial decisions to be made based on misinformation.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or neglignece. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Anthony T. Conti, please contact Oakes & Fosher for a free and private consultation.