The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Narinder Singh. According to his publicly available FINRA BrokerCheck report, Narinder Singh is the subject of a pending customer dispute.
Narinder Singh was a California based securities broker. He worked in the securities industry for nineteen years. During his career, he was registered with seven different securities firms. He is no longer working as a registered securities broker in any any fashion.
His Registrations
- Pruco Securities (1998-1999)
- Signator Investors (1999)
- Foresters Equity Services (2001-2007)
- OneAmerica Securities (2007-2014)
- Transamerica Financial Advisors (2014-2016)
- Proequities (2016-2017)
- Farmers Financial Solutions (2018-2019)
The Allegations
In September 2019, customers alleged that Narinder Singh solicited them to invest $412,500 into an unsuitable company known as Express Asset and Wealth Management. This company was controlled by Narinder Singh. This case is presently pending. The customers are seeking $1,237,500 in damages.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Narinder Singh, please contact Oakes & Fosher for a free and private consultation. We work on a contingency basis, which means there are no fees charged unless we collect for you.
