Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Fred Berens Allegedly Recommends High-Risk Investments In Puerto Rican Bonds
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Fred Berens. According to his publicly available FINRA BrokerCheck report, Fred Berens has been the subject of multiple customer disputes over the course of…
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Current Investigations Kevin Nevin Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Kevin Mark Nevin According to his publicly available FINRA BrokerCheck report, Kevin Nevin has been the subject of multiple customer disputes over the course…
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Alternative Investment Carter Validus Mission Critical REIT II
The law firm of Oakes & Fosher is interested in hearing from investors who may have suffered investment losses after being sold an investment trust called Carter Validus Mission Critical Reit II, which is a non-traded REIT. What Are Non-Traded REITs?…
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Current Investigations Andrew Grant Suspended By FINRA For Allegedly Engaging In Unauthorized Discretionary Trading
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Andrew Justin Grant. According to his publicly available FINRA BrokerCheck report, Andrew Grant was faced with a customer dispute covering the length of two…
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Current Investigations Jody Thompson Suspended by FINRA For Allegedly Recommending Unsuitable Investments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Jody Thompson. According to his publicly available FINRA BrokerCheck report, Jody Thompson has been the subject of multiple customer disputes over the course…
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Current Investigations David Dalton Suspended By FINRA For Allegedly Executing Unauthorized Discretionary Trades
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker David Dalton. According to his publicly available FINRA BrokerCheck report, David Dalton has been the subject of a regulatory sanction. David Dalton is a New…
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Current Investigations Thomas Martin Suspended For Allegedly Exercising Discretion in Non-Discretionary Accounts
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Thomas S. Martin. According to his publicly available FINRA BrokerCheck report, Thomas Martin has been the subject of multiple customer disputes over the…
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Current Investigations Kevin Meadows Suspended By FINRA Following Allegations Of Churning A Customer’s Account
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Kevin Meadows. According to his publicly available FINRA BrokerCheck report, Kevin Meadows had been the subject of multiple customer disputes over the course…
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Current Investigations Aaron Sheehy Sanctioned By FINRA For Allegedly Engaging In Unauthorized Discretionary Trading
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Aaron Sheehy. According to his publicly available FINRA BrokerCheck report, Aaron Sheehy had been the subject of multiple customer disputes over the course…
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Alternative Investment Presidio Property Trust
The law firm of Oakes & Fosher is presently interested in hearing from investors who believe they experienced losses while being invested in a non-traded REIT known as Presidio Property Trust--formerly known as NetREIT. What Are Non-Traded REITs? Non-traded…
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Investment Fraud SEC Warns Investors About Coronavirus-Related Scams
Whenever there is a public panic, you can bet that there are wrongdoers behind the scenes looking to exploit the vulnerable and line their own pockets. A statement released on February 4, 2020 by the U.S. Securities and Exchange Commission (SEC) cautioned…
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Alternative Investment Highlands REIT
The law firm of Oakes & Fosher is currently interested in hearing from investors who believe they were financially harmed by an investment called Highlands Real Estate Investment Trust, or Highlands REIT. What Are Non-Traded REITs? Non-traded REITs, or Real…
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