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  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
May 28
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Mark Jensen Allegedly Breaches His Fiduciary Duty

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Mark Jensen. According to his publicly available FINRA BrokerCheck report, Mark Jensen had been…
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May 28
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Erik Drewes Allegedly Excessively Trades Customer Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the alleged misconduct of securities broker Erik Drewes. According to his publicly available FINRA BrokerCheck report, Erik Drewes has been…
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May 18
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How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged US Small Cap High Dividend ETN (SMHD)

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these…
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May 18
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How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS 2x Monthly Leveraged Alerian MLP Infrastructure Index ETN (MLPQ)

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these…
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May 18
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How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged MSCI US REIT INDEX ETN (LRET)

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these…
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May 18
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How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN (MRRL)

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these…
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May 18
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How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN (MORL)

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these…
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May 18
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How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS 2xLeveraged Long Wells Fargo Business Development Company ETN (LBDC)

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these…
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May 18
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How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS 2xLeveraged Long Wells Fargo Business Development Company Index ETN (BDCL)

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these…
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May 18
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Coronavirus Related Scams

How The COVID-19 Pandemic Revealed The Unsuitability Of ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN (CEFZ)

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating a particular exchange traded note, ETN, developed by UBS Financial Services. This particular product existed in a series of these…
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