Gregory Collier Allegedly Executes Unauthorized Trades
March 13, 2020
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gregory Collier. According to his publicly available FINRA BrokerCheck report, Gregory Collier is the subject of a pending customer dispute.
Gregory Collier is a Florida based securities broker. He has worked in the securities industry for thirty-three years. During his career, he has been registered with seven different securities firms.
His Registrations
- Merrill Lynch (1985-1988)
- Dean Witter Reynolds (1988-1990)
- JMC Financial Corporation (1991-1995)
- Barnett Investments (1995-1998)
- Banc of America Investment Services (1998-1995)
- SunAmerica Securities (2005)
- Raymond James (2005-Present)
The Allegations
In December 2019, a customer alleged that Gregory Collier executed unauthorized trades in their account. This case is currently pending. The customer is seeking $500,000 in damages.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Gregory Collier, please contact Oakes & Fosher for a free and private consultation. We handle cases on a contingency basis, which means there are no fees charged unless we collect for you.
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