Skip to main content
Hit enter to search or ESC to close
Close Search
oakes & fosher, llc logo
search
Menu
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
  • search
  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
      • Private Placements
      • Promissory Notes
    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
      • Ponzi Scheme
      • Conversion Fraud
    • Annuity Fraud
      • Equity Indexed Annuities
      • Variable Annuities
    • Broker Negligence
    • Insurance Fraud Lawyer
      • Variable Life Insurance Fraud
      • Whole Life Insurance Fraud
  • About Us
    • Bruce D Oakes
    • Richard B Fosher
    • Paralegals & Staff
  • Our Results
    • Awards & Settlements
    • Testimonials
  • Resources
    • Blog
    • Current Investigations
    • In the News
    • Securities Fraud Resources
    • Upload Information
  • Contact
  • (314) 428-7600
Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jun 11
Love0
AdobeStock 87481776

Perry De Leeuw Allegedly Solicits Funds To Invest In An Undisclosed, Private Security Known As Waterbos

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Perry De Leeuw. According to his publicly available FINRA BrokerCheck report, Perry De…
Read More
Jun 11
Love0
AdobeStock 130231971

Corey Lee Mireau Allegedly Makes Highly Unsuitable Private Investment Recommendations

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Corey Lee Mireau. According to his publicly available FINRA BrokerCheck report, Corey Lee…
Read More
Jun 11
Love0
AdobeStock 48872929

Francesco Puccio Allegedly Misappropriates Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Francesco Puccio. According to his publicly available FINRA BrokerCheck report, Francesco Puccio has…
Read More
Jun 11
Love0
AdobeStock 62754907

Brian M. Berger Allegedly Misappropriated Funds From Elderly Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Brian M. Berger. According to his publicly available FINRA BrokerCheck report, Brian M.…
Read More
Jun 11
Love0
AdobeStock 24260155

Thomas Lagan Facing Criminal Charges Of Grand Larceny In The First Degree

By Oakes & Fosher Current Investigations No Comments
Thomas Lagan was a New York based securities broker. He worked in the securities industry for twenty-seven years. He spent his entire career registered with Mercer Allied Company. He is…
Read More
Jun 11
Love0
AdobeStock 65075816

Mark Hopkins Allegedly Converts Customer Funds Under The Guise Of An Outside Investment

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Hopkins. According to his publicly available FINRA BrokerCheck report, Mark Hopkins has…
Read More
Jun 11
Love0
AdobeStock 11323183

Michael Bastardi Allegedly Engages In Unsuitable Margin Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Bastardi. According to his publicly available FINRA BrokerCheck report, Michael Bastardi has…
Read More
Jun 11
Love0
AdobeStock 96791832

Robert Charles High Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Robert Charles High. According to his publicly available FINRA BrokerCheck report, Robert Charles…
Read More
Jun 11
Love0
AdobeStock 169556616

James F. Anderson Allegedly Recommends Unsuitable Promissory Notes

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James F. Anderson. According to his publicly available FINRA BrokerCheck report, James F.…
Read More
Jun 06
Love0
AdobeStock 104807874

Dawn Bennett Allegedly Operates A $20 Million Ponzi Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dawn Bennett. Dawn Bennett was a Washington DC based securities broker. She worked…
Read More
  • Previous
  • 1
  • …
  • 56
  • 57
  • 58
  • 59
  • 60
  • …
  • 150
  • Next

contact usawards & settlementsour attorneysclient testimonialsfirm news

Contact Us

Address: 1401 S Brentwood Blvd #250, St. Louis, MO 63144 | Phone:  (314) 428-7600  Fax: (314) 428-7604

© 2026 Oakes & Fosher Law. All Rights Reserved. | Privacy Policy & Terms Of Use | Disclaimer | Sitemap