Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Kevin Butler Receives Multiple Allegations Of Unsuitability
The law firm of Oakes & Fosher is currently investigating the possible negligence and/or misconduct of securities broker Kevin Butler. According to his publicly available FINRA BrokerCheck report, Kevin Butler was the subject of multiple customer complaints…
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Current Investigations Mark Kregor Allegedly Recommends Unsuitable Investments To Multiple Customers
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mark Kregor. According to his publicly available FINRA BrokerCheck report, Mark Kregor has been the subject of multiple customer disputes over the course of…
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Current Investigations Robert DAgosta Allegedly Makes Material Misrepresentations About Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert DAgosta. According to his publicly available FINRA BrokerCheck report, Robert DAgosta has been the subject of multiple customer disputes over the…
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Alternative Investment Shawn Davis Allegedly Recommends Unsuitable Non-Traded REITs
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Shawn Davis. According to his publicly available FINRA BrokerCheck report, Shawn Davis has been the subject of multiple customer disputes. Shawn Davis…
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Current Investigations James Flower Allegedly Churns Multiple Clients’ Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker James Flower. According to his publicly available FINRA BrokerCheck report, James Flower has been the subject of multiple customer disputes over the course…
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Current Investigations Joseph Zenker Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Zenker. According to his publicly available FINRA BrokerCheck report, Joseph Zenker has been the subject of multiple customer disputes over the course…
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Current Investigations Richard DeYoung Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Richard DeYoung. According to his publicly available FINRA BrokerCheck report, Richard DeYoung has been the subject of a customer dispute in his career.…
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Current Investigations Nicholas Toadvine Allegedly Makes Numerous Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Nicholas Toadvine. According to his publicly available FINRA BrokerCheck report, Nicholas Toadvine has been the subject of multiple customer disputes over…
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Current Investigations Marc Francis Rogers Allegedly Makes Material Misrepresentations About Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Marc Rogers. According to his publicly available FINRA BrokerCheck report, Marc Rogers has been the subject of multiple customer disputes over the course of…
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Current Investigations Jack Bruscianelli Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jack Bruscianelli. According to his publicly available FINRA BrokerCheck report, Jack Bruscianelli has been the subject of multiple customer disputes over…
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Current Investigations Customer Accuses Andrew Dinkelmeyer Of Negligent Misrepresentation
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Andrew Dinkelmeyer. According to his publicly available FINRA BrokerCheck report, Andrew Dinkelmeyer has been the subject of a customer dispute in his…
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Current Investigations Daniel Morris Allegedly Executes Unauthorized Trades
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Daniel Morris. According to his publicly available FINRA BrokerCheck report, Daniel Morris has been the subject of multiple customer disputes over the course…
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