Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Richard Frith Allegedly Engages In Deceptive Business Practices
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Richard Frith. According to his publicly available FINRA BrokerCheck report, Richard Frith has been the subject of a customer dispute in his career. Richard…
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Current Investigations Joe Pazmino Allegedly Engages In Excessive Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joe Pazmino. According to his publicly available FINRA BrokerCheck report, Joe Pazmino has been the subject of multiple customer disputes over the course of…
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Current Investigations Daniel Lauletta Accused Of Negligence
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Daniel Lauletta. According to his publicly available FINRA BrokerCheck report, Daniel Lauletta has been the subject of multiple customer disputes over the…
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Current Investigations Mark Lamendola Barred By FINRA
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Mark Lamendola. According to his publicly available FINRA BrokerCheck report, Mark Lamendola has been the subject of multiple customer disputes. Mark…
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Current Investigations Eric Wegner Allegedly Omits Material Facts In Connection With TIC Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Eric Wegner. According to his publicly available FINRA BrokerCheck report, Eric Wegner has been the subject of multiple customer disputes over the course of…
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Current Investigations Charles Obryant Allegedly Invests Clients Unsuitably
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Charles Obryant. According to his publicly available FINRA BrokerCheck report, Charles Obryant has been the subject of multiple customer disputes.…
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Current Investigations Christian Troche Allegedly Misappropriates Customer Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christian Troche. According to his publicly available FINRA BrokerCheck report, Christian Troche has been the subject of multiple customer disputes.…
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Current Investigations Gary Guglielmo Allegedly Trades A Customer’s Account Excessively
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Gary Guglielmo. According to his publicly available FINRA BrokerCheck report, Gary Guglielmo has been the subject of multiple customer disputes over the…
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Current Investigations Jonathan Ellefson Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Jonathan Ellefson. According to his publicly available FINRA BrokerCheck report, Jonathan Ellefson has been the subject of multiple customer disputes over…
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Current Investigations Ralph Derose Allegedly Fails To Follow Customers’ Instructions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ralph Derose. According to his publicly available FINRA BrokerCheck report, Ralph Derose has been the subject of multiple customer complaints over the course…
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Current Investigations Alex Gierbolini Allegedly Recommends Unsuitable Puerto Rico Municipal Bonds To Numerous Customers
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Alex Gierbolini. According to his publicly available FINRA BrokerCheck report, Alex Gierbolini has been the subject of numerous customer disputes over the…
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Current Investigations Matthew Yonally Allegedly Makes Material Misrepresentations And Omissions
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Matthew Yonally. According to his publicly available FINRA BrokerCheck report, Matthew Yonally has been the subject of multiple customer disputes over the…
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