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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jun 19
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Mark Kaplan Allegedly Churns The Account Of An Elderly Customer With Dementia

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth of the matter is that investors who…
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Jun 19
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Anthony Diaz Allegedly Inflates Customers’ Net Worth

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Anthony Diaz. According to his publicly available FINRA BrokerCheck report, Anthony Diaz has…
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Jun 19
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Kevin Wanner Sentenced To Over Eleven Years In Prison Due To Converting Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Kevin Wanner. Kevin Wanner was a North Dakota based securities broker. He worked…
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Jun 19
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Sanders Spangler Allegedly Executes Trades Without Authorization

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Sanders Spangler. According to his publicly available FINRA BrokerCheck report, Sanders Spangler has…
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Jun 19
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Larry Fawcett Allegedly Churns His Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Larry Fawcett. According to his publicly available FINRA BrokerCheck report, Larry Fawcett has…
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Jun 18
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Ralph Savoie Allegedly Defrauds Multiple Customers

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ralph Savoie. According to his publicly available FINRA BrokerCheck report, Ralph Savoie has…
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Jun 18
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Bradley Freimark Allegedly Invests Numerous Customers In High-Risk and Illiquid Private Securities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bradley Freimark. According to his publicly available FINRA BrokerCheck report, Bradley Freimark has…
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Jun 18
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Michael Keane Allegedly Invests Multiple Customers In Unsuitable Energy Stocks

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Keane. According to his publicly available FINRA BrokerCheck report, Michael Keane has…
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Jun 18
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Laurence Torres Allegedly Uses High Pressure Sales Techniques

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Laurence Torres. According to his publicly available FINRA BrokerCheck report, Laurence Torres has…
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Jun 18
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John Jumper Allegedly Embezzles $5.7 Million From A Company’s Pension Plan

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Jumper. John Jumper was a Tennessee based securities broker. He worked in the…
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