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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jun 18
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Marcus D. Parker Terminated From Wells Fargo Clearing Services Following Allegations Of Misappropriating Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Marcus D. Parker. According to his publicly available FINRA BrokerCheck report, Marcus D.…
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Jun 18
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Paul W. Smith Allegedly Defrauds Numerous Investors Over A Twenty-Five Year Long Ponzi Scheme

By Oakes & Fosher Current Investigations No Comments
Oakes & Fosher is currently investigating the possible negligence or misconduct of former securities broker Paul W. Smith. According to his publicly available FINRA BrokerCheck report, Paul W. Smith has…
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Jun 13
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Roger Zullo Barred By The State Of Massachusetts Following Allegations Of Selling Highly Unsuitable Variable Annuities

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Roger Zullo. According to his publicly available FINRA BrokerCheck report, Roger Zullo has…
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Jun 13
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Cornelius Peterson Pleads Guilty To Bank Fraud, Conspiracy, And Investment Adviser Fraud

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Cornelius Peterson. Cornelius Peterson was a Massachusetts based securities broker. He worked in the…
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Jun 13
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Nicolas Barrios Discharged From UBS Financial Services

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Nicolas Barrios. According to his publicly available FINRA BrokerCheck report, Nicolas Barrious has…
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Jun 13
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Rushton Ardrey Allegedly Engages In Unauthorized And Excessive Trading

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Rushton Ardrey. According to his publicly available FINRA BrokerCheck report, Rushton Ardrey has…
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Jun 12
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Roger Denha Allegedly Perpetrates A Fraudulent “Cherry-Picking” Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Roger Denha. Roger Denha was a Michigan based securities broker. He worked in…
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Jun 11
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Multiple Customers Accuse Austin Dutton Of Negligence

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Austin Dutton. According to his publicly available FINRA BrokerCheck report, Austin Dutton has been…
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Jun 11
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Bruce Worthington Allegedly Misappropriates $100,000 From A Customer Over A Twelve Year Period

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Bruce Worthington. According to his publicly available FINRA BrokerCheck report, Bruce Worthington has…
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Jun 11
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James Bylenga Allegedly Solicits A Loan From A Customer Under False Pretenses

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Bylenga. According to his publicly available FINRA BrokerCheck report, James Bylenga has…
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