Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Mamode Oozeerally Allegedly Churns His Client’s Account
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Mamode Oozeerally. He also goes by the name Sony Oozeerally. According to his publicly available FINRA BrokerCheck report, Mamode Oozeerally has been the…
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Current Investigations Dennis Rasmusson Allegedly Trades A Customer’s Account Excessively
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Dennis Rasmusson. According to his publicly available FINRA BrokerCheck report, Dennis Rasmusson has been the subject of multiple customer disputes over the…
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Alternative Investment Thomas Sharp Allegedly Recommends Unsuitable Non-Traded REIT Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Thomas Sharp. According to his publicly available FINRA BrokerCheck report, Thomas Sharp has been the subject of multiple customer disputes over the course…
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Current Investigations Gaetano Manganelli Allegedly Manages A Customer Account Negligently
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gaetano Magarelli. According to his publicly available FINRA BrokerCheck report, Gaetano Magarelli has been the subject of multiple customer disputes.…
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Current Investigations Daniel Pugel Allegedly Violates Blue Sky Laws
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Daniel Pugel. According to his publicly available FINRA BrokerCheck report, Daniel Pugel has been the subject of multiple customer disputes. Daniel…
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Current Investigations Matthew Siliato Allegedly Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Matthew Siliato. According to his publicly available FINRA BrokerCheck report, Matthew Siliato has been the subject of multiple customer disputes.…
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Current Investigations Paul Falcon Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Paul Falcon. According to his publicly available FINRA BrokerCheck report, Paul Falcon has been the subject of multiple customer disputes over the course of…
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Current Investigations Joseph Boskus Allegedly Misrepresents And Omits Material Facts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Boskus. According to his publicly available FINRA BrokerCheck report, Joseph Boskus has been the subject of multiple customer disputes over the course…
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Current Investigations Peter Voldness Allegedly Contributes To A Customer’s Account Becoming Over-Concentrated
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Peter Voldness. According to his publicly available FINRA BrokerCheck report, Peter Voldness has been the subject of multiple customer disputes. Peter…
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Current Investigations John Riccardi Allegedly Negligently Misrepresents Material Facts Regarding Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker John Riccardi. According to his publicly available FINRA BrokerCheck report, John Riccardi has been the subject of multiple customer disputes. John…
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Current Investigations Rick Davidson Allegedly Recommends Investments His Customers Were Unsuited For
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Rick Davidson. According to his publicly available FINRA BrokerCheck report, Rick Davidson has been the subject of multiple customer disputes over the course…
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Current Investigations Michael Castillero Allegedly Engages In Churning And Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Castillero. According to his publicly available FINRA BrokerCheck report, Michael Castillero has been the subject of multiple customer…
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