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      • Non-Traded REITs
      • Non-Traded BDCs
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    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jun 06
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William A. Hightower Allegedly Invests Customers In Fraudulent Private Offerings

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker William A. Hightower. According to his publicly available FINRA BrokerCheck report, William A.…
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Jun 06
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Thomas J. Buck Allegedly Trades Numerous Customer Accounts Excessively

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas J. Buck. According to his publicly available FINRA BrokerCheck report, Thomas J.…
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Jun 06
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Thomas Riquier Barred By The Massachusetts Securities Division

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas Riquier. According to his publicly available FINRA BrokerCheck report, Thomas Riquier has…
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Jun 06
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Jose G. Ramirez Sentenced To Over A Year In Prison

By Oakes & Fosher Current Investigations No Comments
Jose G. Ramirez was a Puerto Rico based securities broker. He worked in the securities industry for twenty-six years. During his career, he was registered with three different securities firms.…
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Jun 05
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Vertical U.S. Recovery Fund

By Oakes & Fosher Alternative Investment, Current Investigations No Comments
Oakes & Fosher is investigating potential claims on behalf of investors that were sold shares of the private placement known as the Vertical U.S. Recovery Fund. Oakes & Fosher has…
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Jun 05
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Oscar Francis Allegedly Uses A Fictitious Security To Convert Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Oscar Francis. According to his publicly available FINRA BrokerCheck report, Oscar Francis has…
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Jun 05
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Benjamin Bourgeois Allegedly Converts Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Benjamin Bourgeois. According to his publicly available FINRA BrokerCheck report, Benjamin Bourgeois has…
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Jun 05
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Furman Alexander Ford Allegedly Withdraws Funds From A Customer’s Charitable Trust-Owned Variable Annuity

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Furman Alexander Ford. According to his publicly available FINRA BrokerCheck report, Furman Alexander…
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Jun 05
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Christopher Burtraw Convicted On Theft Charges

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Christopher Burtraw. According to his publicly available FINRA BrokerCheck report, Christopher Burtraw has…
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Jun 05
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Joseph Teifer Allegedly Makes Inappropriate Investments

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Joseph Teifer. According to his publicly available FINRA BrokerCheck report, Joseph Teifer has been…
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