Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Terry Rider Allegedly Misrepresents A Variable Annuity
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Terry Rider. According to his publicly available FINRA BrokerCheck report, Terry Rider has been the subject of multiple customer disputes. Terry Rider…
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Current Investigations Michael De Pol Allegedly Recommends Unsuitable REIT Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Michael De Pol. According to his publicly available FINRA BrokerCheck report, Michael De Pol has been the subject of multiple customer disputes over the…
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Current Investigations Derek Nierman Allegedly Misappropriates Customer Funds
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Derek Nierman. According to his publicly available FINRA BrokerCheck report, Derek Nierman has been the subject of multiple customer disputes. Derek…
Read More Current Investigations Charles Watson Allegedly Makes Unsuitable Investment Recommendations
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Charles Watson. According to his publicly available FINRA BrokerCheck report, Charles Watson has been the subject of a customer dispute in his career.…
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Current Investigations Timothy Hobbs Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Timothy Hobbs. According to his publicly available FINRA BrokerCheck report, Timothy Hobbs has been the subject of multiple customer disputes over the course…
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Current Investigations Amir Navab Accused Of Fraud, Negligence, And More
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Amir Navab. According to his publicly available FINRA BrokerCheck report, Amir Navab has been the subject of multiple customer disptues. Amir Navab…
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Current Investigations Clifford Vatter Discharged From His Position At Raymond James Following Allegations Of Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Clifford Vatter. According to his publicly available FINRA BrokerCheck report, Clifford Vatter has been the subject of multiple customer disputes.…
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Current Investigations Israel Torres Allegedly Breaches His Fiduciary Duty
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Israel Torres. According to his publicly available FINRA BrokerCheck report, Israel Torres has been the subject of multiple customer disputes. Israel…
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Current Investigations Leon Vaccarelli Convicted On Charges Of Mail Fraud, Wire Fraud, And Money Laundering
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Leon Vaccarelli. According to his publicly available FINRA BrokerCheck report, Leon Vaccarelli has been the subject of multiple customer disputes.…
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Current Investigations Clay Rucker Accused Of Churning, Breach Of Contract, Fraud, And More
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Clay Rucker. According to his publicly available FINRA BrokerCheck report, Clay Rucker has been the subject of a customer dispute in his career. Clay Rucker…
Read More Current Investigations Peter Viglione Allegedly Engages In Excessive Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Peter Viglione. According to his publicly available FINRA BrokerCheck report, Peter Viglione has been the subject of multiple customer disputes over the…
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Current Investigations Donald Kartoon Allegedly Fails To Follow The Instructions Of Multiple Customers And Recommends Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Donald Kartoon. According to his publicly available FINRA BrokerCheck report, Donald Kartoon has been the subject of multiple customer disputes over the…
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