Firm News &amp; Case Results

Richard Heuberger Allegedly Makes Material Misrepresentations About Tenancy In Common Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Richard Heuberger. According to his publicly available FINRA BrokerCheck report, Richard Heuberger has been the subject of multiple customer disputes over…

Sean Logue Allegedly Makes Unsuitable Investment Recommendations

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Sean Logue. According to his publicly available FINRA BrokerCheck report, Sean Logue has been the subject of multiple customer disputes over the course of…

Matthew Gerst Allegedly Over-Concentrates A Customer’s Portfolio With Unsuitable Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Matthew Gerst. According to his publicly available FINRA BrokerCheck report, Matthew Gerst has been the subject of multiple customer disputes over the course…

Hilary Zimmerman Accused Of Fraud, Negligence, And Much More

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Hilary Zimmerman. According to her publicly available FINRA BrokerCheck report, Hilary Zimmerman has been the subject of multiple customer disputes.…

Damian Bell Allegedly Fails To Conduct Due Diligence Regarding Alternative Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Damian Bell. According to his publicly available FINRA BrokerCheck report, Damian Bell has been the subject of multiple customer disputes over the course of…

Ernest Romer Embezzels Millions Of Dollars From Numerous Customers

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Ernest Romer. According to his publicly available FINRA BrokerCheck report, Ernest Romer, has been the subject of numerous customer disputes. Ernest…

Multiple Customers Accuse Carlos Seda Of Fraud

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Carlos Seda. According to his publicly available FINRA BrokerCheck report, Carlos Seda has been the subject of multiple customer disputes. Carlos Seda…

Ramon Almonte Receives Over 200 Customer Complaints Regarding Puerto Rico Municipal Bonds And Closed-End Funds

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Ramon Almonte. According to his publicly available FINRA BrokerCheck report, Ramon Almonte has been the subject of numerous customer disputes over the course…

Michael Tantleff Allegedly Provides A Customer With Inaccurate Information Regarding His Investments

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Tantleff. According to his publicly available FINRA BrokerCheck report, Michael Tantleff has been the subject of multiple customer disputes.…

Kenneth Williams Allegedly Engages In Unauthorized Trading

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Kenneth Williams. According to his publicly available FINRA BrokerCheck report, Kenneth Williams has been the subject of multiple customer disputes over the…

Peter Steege Allegedly Misrepresents Material Facts

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Peter Steege. According to his publicly available FINRA BrokerCheck report, Peter Steege has been the subject of multiple customer disputes over the course…