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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jun 24
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Angel Edgardo Aquino-Velez Allegedly Over-Concentrates Multiple Customers’ Accounts In Unsuitable Puerto Rico Closed End Funds And Municipal Bonds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Angel Edgardo Aquino-Velez. According to his publicly available FINRA BrokerCheck report, Angel Edgardo…
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Jun 24
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Jonathan Freeze Allegedly Sells Private Investments Outside The Scope Of His Member Firm

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Jonathan Freeze. According to his publicly available FINRA BrokerCheck report, Jonathan Freeze has…
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Jun 24
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John Correnti Barred From The Securities Industry

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker John Correnti. According to his publicly available FINRA BrokerCheck report, John Correnti has…
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Jun 20
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David Reynolds Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker David Reynolds. According to his publicly available FINRA BrokerCheck report, David Reynolds has…
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Jun 20
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Daniel Vazquez Allegedly Misappropriates Customer Funds

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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Jun 20
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James Tao Allegedly Misappropriates Customer Funds While Operating A Ponzi Scheme

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Tao. According to his publicly available FINRA BrokerCheck report, James Tao has…
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Jun 20
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Matthew Peregoy Allegedly Engaged In Unethical Business Practices

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is, investors who have lost money in…
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Jun 20
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James Unger Allegedly Misappropriates $267,664 From A Customer Over A Four Year Period

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker James Unger. According to his publicly available FINRA BrokerCheck report, James Unger has…
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Jun 20
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Michael Siegel Allegedly Churns His Clients’ Accounts

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Siegel. According to his publicly available FINRA BrokerCheck report, Michael Siegel has…
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Jun 19
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Brandon Stimpson Allegedly Implements Unsuitable Investment Strategies

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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