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    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
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    • FINRA Arbitration
    • Churning & Excessive Trading
    • Stockbroker Fraud
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jun 25
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Bradley Latting Allegedly Converted Funds From An Elderly Customer

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
Read More
Jun 25
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Beth Debouvre Allegedly Neglects Her Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker misconduct. The truth is that investors who have lost money in this…
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Jun 25
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Naveed Khan Pleads Guilty To One Count Of Securities Fraud

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
Read More
Jun 25
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Bernard Parker Found Guilty Of Securities Fraud

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Bernard Parker. Bernard Parker was a Pennsylvania based securities broker. He worked in…
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Jun 24
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Gregg Templeton Allegedly Misuses Customer Funds

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities fraud and/or negligence. The truth is that investors who have lost money this…
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Jun 24
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Clay Hoffman Allegedly Trades Multiple Customers’ Accounts Without Authorization

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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Jun 24
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Jay Dee Jordan Allegedly Implements A Highly Unsuitable Trading Strategy Involving Non-Traditional ETFs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jay Dee Jordan. According to his publicly available FINRA BrokerCheck report, Jay Dee…
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Jun 24
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Anthony Verzi Barred From The Securities Industry

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Anthony Verzi. According to his publicly available FINRA BrokerCheck report, Anthony Verzi has…
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Jun 24
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Lorenzo Esteva Allegedly Provides His Customers With Inaccurate Account Information

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Lorenzo Esteva. According to his publicly available FINRA BrokerCheck report, Lorenzo Esteva has…
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Jun 24
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Tye C. Williams Allegedly Converts $1 Million From Customers’ Accounts

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that individuals who have lost money…
Read More
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