Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Paul Alexander Jr. Allegedly Engages In Excessive And Unauthorized Trading
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Paul Alexander Jr. According to his publicly available FINRA BrokerCheck report, Paul Alexander Jr. has been the subject of multiple customer…
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Current Investigations Dwarka Persaud Allegedly Churns Multiple Customers’ Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Dwarka Persaud. According to his publicly available FINRA BrokerCheck report, Dwarka Persaud has been the subject of multiple customer disputes.…
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Current Investigations Rafael Golan Allegedly Recommended Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Rafael Golan. According to his publicly available FINRA BrokerCheck report, Rafael Golan has been the subject of multiple customer disputes. Rafael…
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Current Investigations Marcus Boggs Allegedly Misappropriates Customer Funds To Pay His Personal Credit Card Bill
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Marcus Boggs. According to his publicly available FINRA BrokerCheck report, Marcus Boggs has been the subject of multiple customer disputes. Marcus…
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Current Investigations James Schwartz Barred By FINRA Following Allegations Of Churning
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker James Schwartz. According to his publicly available FINRA BrokerCheck report, James Schwartz has been the subject of multiple customer disputes. James…
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Current Investigations Thomas Gallo Allegedly Negligently Misrepresents Promissory Notes
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Thomas Gallo. According to his publicly available FINRA BrokerCheck report, Thomas Gallo has been the subject of multiple customer disputes. Thomas…
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Current Investigations Michael Rappa Allegedly Recommends Customers Purchase Unsuitable Promissory Notes
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Michael Rappa. According to his publicly available FINRA BrokerCheck report, Michael Rappa has been the subject of multiple customer disputes. Michael…
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Current Investigations Matthew Eckstein Allegedly Invests Multiple Individuals Into A Fraudulent Investment Scheme
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Matthew Eckstein. According to his publicly available FINRA BrokerCheck report, Matthew Eckstein has been the subject of multiple customer disputes.…
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Current Investigations Gabriel Block Allegedly Engages In The Unsuitable Trading Of Customer Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Gabriel Block. According to his publicly available FINRA BrokerCheck report, Gabriel Block has been the subject of multiple customer disputes. Gabriel…
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Current Investigations Edward Beyn Barred From Acting As A Securities Broker In Any Fashion Following Accusations Of Churning
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Edward Beyn. According to his publicly available FINRA BrokerCheck report, Edward Beyn has been the subject of multiple customer disputes. Edward Beyn…
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Current Investigations William Gennity Allegedly Churns Multiple Customer Accounts
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker William Gennity. According to his publicly available FINRA BrokerCheck report, William Gennity has been the subject of multiple customer disputes over…
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Current Investigations Multiple Customers Accuse Scott Donato Of Recommending Unsuitable Investments
The law firm of Oakes & Fosher is presently investigating the alleged misconduct of former securities broker Scott Donato. According to his publicly available FINRA BrokerCheck report, Scott Donato has been the subject of multiple customer disputes. Scott…
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