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  • Practice Areas
    • Alternative Investments
      • Non-Traded REITs
      • Non-Traded BDCs
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    • Churning & Excessive Trading
    • Stockbroker Fraud
      • Elder Fraud
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Oakes Fossher LLC Accounting firm st louis

Securities Blog

Since 2007, Oakes and Fosher has won more cases on behalf of individual investors tried before full FINRA panels than any other attorney in the country.
Jun 27
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AdobeStock 104807874

Debra Bourne Allegedly Trades Her Customers’ Accounts Unsuitably

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or misconduct. Investors who have lost money in this fashion may…
Read More
Jun 27
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AdobeStock 1800313 1

Richard Hartnett Allegedly Churns Multiple Clients’ Accounts

By Oakes & Fosher Current Investigations No Comments
Most investors are unaware that there is any legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have…
Read More
Jun 27
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AdobeStock 175826790

Francis Gendlek Allegedly Manipulates Investors While Running A Ponzi Scheme

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
Read More
Jun 27
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AdobeStock 102582869

Ziv Ohel Allegedly Executes Unauthorized Trades

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
Read More
Jun 27
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AdobeStock 48872929

John Torres Accused Of Aiding And Abetting Theft Of Funds

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker John Torres. According to his publicly available FINRA BrokerCheck report, John Torres has…
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Jun 27
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AdobeStock 24067092

William Thurmond Allegedly Over-Concentrates A Customer’s Account In Unsuitable Leveraged ETFs

By Oakes & Fosher Current Investigations No Comments
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker William Thurmond. According to his publicly available FINRA BrokerCheck report, William Thurmond has…
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Jun 26
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Gary Forrest Allegedly Sells Non-Traded REITs Associated With An Enourmous Ponzi Scheme

By Oakes & Fosher Current Investigations No Comments
Man investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
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Jun 26
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AdobeStock 190031926

James Eichner Allegedly Trades His Clients’ Accounts Excessively

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
Read More
Jun 25
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AdobeStock 170905148

John Ernst Allegedly Takes Part In Selling Private Securities Associated With A Massive Ponzi Scheme

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money…
Read More
Jun 25
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AdobeStock 74888921

Thomas Laws Allegedly Converts Over $1 Million Of Investor Funds For His Own Personal Use

By Oakes & Fosher Current Investigations No Comments
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors that have lost money…
Read More
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