Robert Hart Allegedly Recommends Unsuitable Investment

The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Hart. According to his publicly available FINRA BrokerCheck report, Robert Hart has been the subject of a customer dispute.

Robert Hart is a New Jersey based securities broker. He has worked in the securities industry for twenty-six years. During his career, he has been registered with seven different securities firms.

His Registrations

• The Equitable Life Assurance Society of the United States (1993-1994)


• Equico Securities (1993-1994)


• Morgan Stanley (1994-2004)


• UBS Financial Services (2004-2008)


• RBC Capital Markets (2008-2012)


• Wells Fargo Clearing Services (2012-2017)


• Morgan Stanley (2017-Present)

The Allegations 

In April 2019, customers alleged that Robert Hart recommended unsuitable investments and managed their account negligently.

Oakes & Fosher Can Help

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.

Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Robert Hart, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.