The law firm of Oakes & Fosher is presently investigating the alleged misconduct of securities broker Robert Hart. According to his publicly available FINRA BrokerCheck report, Robert Hart has been the subject of a customer dispute.
Robert Hart is a New Jersey based securities broker. He has worked in the securities industry for twenty-six years. During his career, he has been registered with seven different securities firms.
His Registrations
- The Equitable Life Assurance Society of the United States (1993-1994)
- Equico Securities (1993-1994)
- Morgan Stanley (1994-2004)
- UBS Financial Services (2004-2008)
- RBC Capital Markets (2008-2012)
- Wells Fargo Clearing Services (2012-2017)
- Morgan Stanley (2017-Present)
The Allegations
In April 2019, customers alleged that Robert Hart recommended unsuitable investments and managed their account negligently.
Oakes & Fosher Can Help
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages.
Oakes & Fosher dedicates its entire legal practice to helping investors across the nation. If you, or someone you know, have lost money investing with Robert Hart, please contact Oakes & Fosher for a free and private consultation. Oakes & Fosher handles cases on a contingency basis, which means there are no fees charged unless we collect for you.
