Firm News & Case Results
Over 1,400 case summaries and investor alerts. Recent securities-fraud recoveries, regulatory news, and investigations.
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Current Investigations Thomas Laws Allegedly Converts Over $1 Million Of Investor Funds For His Own Personal Use
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors that have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher…
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Current Investigations Bradley Latting Allegedly Converted Funds From An Elderly Customer
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law firm of Oakes…
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Current Investigations Beth Debouvre Allegedly Neglects Her Customers’ Accounts
Many investors are unaware of the legal recourse available to them after losing money due to securities broker misconduct. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law firm of Oakes & Fosher is…
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Current Investigations Naveed Khan Pleads Guilty To One Count Of Securities Fraud
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law firm of Oakes…
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Current Investigations Bernard Parker Found Guilty Of Securities Fraud
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Bernard Parker. Bernard Parker was a Pennsylvania based securities broker. He worked in the securities industry for twenty-four years. During his…
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Current Investigations Gregg Templeton Allegedly Misuses Customer Funds
Many investors are unaware of the legal recourse available to them after losing money due to securities fraud and/or negligence. The truth is that investors who have lost money this way may actually be entitled to damages. The law firm of Oakes & Fosher is…
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Current Investigations Clay Hoffman Allegedly Trades Multiple Customers’ Accounts Without Authorization
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law firm of Oakes…
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Current Investigations Jay Dee Jordan Allegedly Implements A Highly Unsuitable Trading Strategy Involving Non-Traditional ETFs
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Jay Dee Jordan. According to his publicly available FINRA BrokerCheck report, Jay Dee Jordan has been the subject of multiple customer disputes. Jay…
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Current Investigations Anthony Verzi Barred From The Securities Industry
The law firm of Oakes & Fosher is currently investigating the possible misconduct of former securities broker Anthony Verzi. According to his publicly available FINRA BrokerCheck report, Anthony Verzi has been the subject of a FINRA sanction. Anthony Verzi…
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Current Investigations Lorenzo Esteva Allegedly Provides His Customers With Inaccurate Account Information
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Lorenzo Esteva. According to his publicly available FINRA BrokerCheck report, Lorenzo Esteva has been the subject of multiple customer disputes.…
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Current Investigations Tye C. Williams Allegedly Converts $1 Million From Customers’ Accounts
Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that individuals who have lost money in this fashion may actually be entitled to damages. The law firm of…
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Current Investigations Angel Edgardo Aquino-Velez Allegedly Over-Concentrates Multiple Customers’ Accounts In Unsuitable Puerto Rico Closed End Funds And Municipal Bonds
The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Angel Edgardo Aquino-Velez. According to his publicly available FINRA BrokerCheck report, Angel Edgardo Aquino-Velez has been the subject of numerous…
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