Firm News &amp; Case Results

John Neely Allegedly Exercises Discretion Without The Proper Authorization

The law firm of Oakes & Fosher is currently investigating the possible misconduct of securities broker John Neely. According to his publicly available FINRA BrokerCheck report, John Neely has been the subject of multiple customer disputes. John Neely is…

Sean Waters Barred From The Securities Industry Following Allegations Of Churning

The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Sean Waters. According to his publicly available FINRA BrokerCheck report, Sean Waters has been the subject of a FINRA sanction. Sean Waters operated…

Terrence Puricelli Allegedly Executes Unauthorized And Unsuitable Purchases In A Customer’s IRA

The law firm of Oakes & Fosher is presently investigating former securities broker Terrence Puricelli. According to his publicly available FINRA BrokerCheck report, Terrence Puricelli has been the subject of multiple customer complaints. Terrence Puricelli…

Gopi Vungarala Allegedly Misrepresents Non-Traded REIT Transactions To His Customer

The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker Gopi Vungarala. According to his publicly available FINRA BrokerCheck report, Gopi Vungarala has been the subject of a FINRA sanction. Gopi Vungarala…

Thomas Andrews Allegedly Converted Almost $8.4 Million From Multiple Investors

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law firm of Oakes…

Debra Bourne Allegedly Trades Her Customers’ Accounts Unsuitably

Many investors are unaware of the legal recourse available to them after losing money due to securities broker negligence and/or misconduct. Investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher is interested…

Richard Hartnett Allegedly Churns Multiple Clients’ Accounts

Most investors are unaware that there is any legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may actually be entitled to damages. The law…

Francis Gendlek Allegedly Manipulates Investors While Running A Ponzi Scheme

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher…

Ziv Ohel Allegedly Executes Unauthorized Trades

Many investors are unaware of the legal recourse available to them after losing money due to securities broker fraud and/or negligence. The truth is that investors who have lost money in this fashion may be entitled to damages. The law firm of Oakes & Fosher…

John Torres Accused Of Aiding And Abetting Theft Of Funds

The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker John Torres. According to his publicly available FINRA BrokerCheck report, John Torres has been the subject of multiple customer complaints. John…

William Thurmond Allegedly Over-Concentrates A Customer’s Account In Unsuitable Leveraged ETFs

The law firm of Oakes & Fosher is presently investigating the possible misconduct of former securities broker William Thurmond. According to his publicly available FINRA BrokerCheck report, William Thurmond has been the subject of multiple customer…